SOURCE OF INFORMATION: icex DERIVATIVES & COMMODITY STOCK EXCHANGE LTD. WEBSITE - PERIOD COVERED : 10-JUN-2006 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DID NOT ADHERE TO AUDIT

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

ANR FINANCE LTD.

(PAN:AAICA8456C)

DID NOT ADHERE TO AUDIT

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-OCT-2016

THIRDEYE COMMODITIES PVT.LTD.

(PAN:AACCT8097R)

DID NOT ADHERE TO AUDIT

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAR-2016

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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