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SOURCE OF INFORMATION

SOURCE OF INFORMATION: icex DERIVATIVES & COMMODITY STOCK EXCHANGE LTD. WEBSITE - PERIOD COVERED : 10-JUN-2006 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ALLAYNA DEALERS PVT.LTD.  

(PAN:AACCC6502C)
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

16-NOV-2009 		 
2
History of entity/person ALTOS ADVISORY SERVICES LTD.  

(PAN:AACCA4539R)
  EXPELLED BY OTHER STOCK EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

04-FEB-2015 		 
3
History of entity/person ANR FINANCE LTD.  

(PAN:AAICA8456C)
  DID NOT ADHERE TO AUDIT   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-OCT-2016 		 
4
History of entity/person ARYAKSUN TRADERS PVT.LTD.  

(PAN:AAJPT5499F)
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-FEB-2014 		 
5
History of entity/person ATULIT TIEUP PVT.LTD.  

(PAN:AAECK5773H)
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAY-2013 		 
6
History of entity/person BHAWANI COMMODITIES  

(PAN:APXPR6618B)
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAY-2013 		 
7
History of entity/person CEJA TRADERS PVT.LTD.  

(PAN:AARFM5656K)
  COMMITTED IRREGULARITIES IN RESPECT OF CONTRACT NOTES   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

26-JUL-2013 		 
8
History of entity/person D M FINANCE  

(PAN:AADCR2988J)
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-FEB-2014 		 
9
History of entity/person DHRUVA COMMODITIES & DERIVATIVES PVT.LTD.  

(PAN:AADCD2193F)
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

01-JAN-2016 		 
10
History of entity/person GROVALUE COMMODITY PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

27-AUG-2021 		 
11
History of entity/person J D COMMODITY BROKER  

(PAN:ACAPT3474F)
  DID NOT ADHERE TO DUE DILIGENCE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

04-MAR-2014 		 
12
History of entity/person J.D.SHROFF  

(PAN:AAXPT0185C)
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-FEB-2014 		 
13
History of entity/person JAGDISHCHANDRA KHIMJIBHAI THAKKAR,M/S  

(PAN:ABPPT6776L)
History of entity/person JAGDISHCHANDRA KHIMJIBHAI THAKKAR

(PAN:ABPPT6776L)
  		DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

29-MAY-2015 		 
14
History of entity/person JAGTARNI COMMODITIES PVT.LTD.  

(PAN:BUQPM6272F)
  INDULGED IN ILLEGAL TRADING ACTIVITIES   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAY-2013 		 
15
History of entity/person KARVY STOCK BROKING LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-NOV-2020 		 
16
History of entity/person KESARINANDAN RETAILS PVT.LTD.  

(PAN:AAFCA3495D)
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-FEB-2014 		 
17
History of entity/person KISSAN COMMODITIES PVT.LTD.  

(PAN:AADCK2935N)
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

29-MAY-2015 		 
18
History of entity/person KONARK COMMODEAL PVT.LTD.  

(PAN:AACCJ9550B)
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

15-MAY-2013 		 
19
History of entity/person MAGNUM FINANCIAL SERVICES  

(PAN:AAFCR5053E)
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAY-2013 		 
20
History of entity/person MAINAK COMTRADE PVT.LTD.  

(PAN:AAGCM5750N)
  COMMITTED IRREGULARITIES IN RESPECT OF CONTRACT NOTES   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

22-JAN-2016 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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