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SOURCE OF INFORMATION

SOURCE OF INFORMATION: icex DERIVATIVES & COMMODITY STOCK EXCHANGE LTD. WEBSITE - PERIOD COVERED : 10-JUN-2006 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person SHIVAM COMMODITIES  

(PAN:ACSPT8988N)
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

29-OCT-2015 		 
22
History of entity/person SHUBHLAXMI TRADERS  

(PAN:AEWPG0839B)
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

03-NOV-2015 		 
23
History of entity/person VARUN AGARWAL & CO.  

(PAN:AILPA8071A)
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

22-AUG-2013 		 
24
History of entity/person VINOD KUMAR,M/S  

(PAN:AKOPK7676A)
History of entity/person VINOD KUMAR

(PAN:AKOPK7676A)
  		DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

22-AUG-2013 		 
25
History of entity/person VIPUL CORP.  

(PAN:AAMPT0218P)
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

29-MAY-2015 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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