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SOURCE OF INFORMATION

SOURCE OF INFORMATION: icex DERIVATIVES & COMMODITY STOCK EXCHANGE LTD. WEBSITE - PERIOD COVERED : 10-JUN-2006 TO 25-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: VIOLATED RULES AND BYE LAWS OF EXCAHNGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person RANBHUMI TRADERS PVT.LTD.  

(PAN:AAKCA4816D)
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAY-2013 		 
22
History of entity/person SAFAL CAPITAL INDIA LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
23
History of entity/person SALASAR COMMITRADE PVT.LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
24
History of entity/person SHAH INVESTOR'S HOME LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
25
History of entity/person SHRI BAJRANGBALI COMMODITIES  

(PAN:AADCK2569G)
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-FEB-2014 		 
26
History of entity/person VERTEX COMMODITIES & FINPRO PVT.LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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