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SOURCE OF INFORMATION

SOURCE OF INFORMATION: icex DERIVATIVES & COMMODITY STOCK EXCHANGE LTD. WEBSITE - PERIOD COVERED : 10-JUN-2006 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ALL STOCK BROKERS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person AROOK COMMODITIES  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

20-JUN-2013 		 
42
History of entity/person ARYA COMMODITY & DERIVATIVES PVT.LTD.  

(PAN:AAFCA2019P)
  DID NOT PAY DUES OF EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

28-DEC-2016 		 
43
History of entity/person ARYAKSUN TRADERS PVT.LTD.  

(PAN:AAJPT5499F)
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-FEB-2014 		 
44
History of entity/person ARYAN COMMODITIES PVT.LTD.  

(PAN:AAHCA5425F)
  DID NOT PAY DUES OF EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2016 		 
45
History of entity/person ASHOKKUMAR JAYNTILAL THAKKAR  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-OCT-2009 		 
46
History of entity/person ASHOKKUMAR JAYNTILAL THAKKAR,M/S  
History of entity/person ASHOKKUMAR JAYNTILAL THAKKAR
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-OCT-2009 		 
47
History of entity/person ASPIN COMMODITIES  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

20-AUG-2011 		 
48
History of entity/person ATRADEX COMMODITIES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

31-AUG-2016 		 
49
History of entity/person ATUL AGRAWAL  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

01-NOV-2013 		 
50
History of entity/person ATUL AGRAWAL,M/S  
History of entity/person ATUL AGRAWAL
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

01-NOV-2013 		 
51
History of entity/person ATULIT TIEUP PVT.LTD.  

(PAN:AAECK5773H)
  DID NOT ADHERE TO RULES, CLAUSES AND BYE-LAWS OF EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-MAY-2013 		 
52
History of entity/person B.P.FINANCIAL SERVICES  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

01-JAN-2015 		 
53
History of entity/person BALAJI COMMODITIES  

(PAN:AFDPB5058F)
  DID NOT PAY DUES OF EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2016 		 
54
History of entity/person BALGOPAL GOODS PVT.LTD.  

(PAN:AADCB7742A)
  DID NOT PAY DUES OF EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

16-JAN-2017 		 
55
History of entity/person BASIS POINT COMMODITIES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

27-JAN-2014 		 
56
History of entity/person BHAGYALAKSHMI MERCHANTS PVT.LTD.  

(PAN:AADCB8492K)
  DID NOT PAY DUES OF EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

20-DEC-2016 		 
57
History of entity/person BHAIJEE PORTFOLIO LTD.  
  VIOLATED RULES AND BYE LAWS OF EXCAHNGE   CANCELLED STOCK BROKER MEMBERSHIP

07-JUL-2022 		ICEX VIDE ITS CIRCULAR DATED 07/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
58
History of entity/person BHARAT FOJALAL SHAH  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

30-SEP-2011 		 
59
History of entity/person BHARAT FOJALAL SHAH,M/S  
History of entity/person BHARAT FOJALAL SHAH
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

30-SEP-2011 		 
60
History of entity/person BHARAT ISHWARLAL PATEL  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

28-JUN-2012 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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