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Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : INDIAN CLEARING CORP.LTD.
PERIOD COVERED : 25-SEP-2012 TO 28-FEB-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ASTUTE INVESTMENT MANAGEMENT PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
2
History of entity/person G.D.BAGRI,M/S  
History of entity/person KAILAS G.BAGRI
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024
3
History of entity/person K.M.GLOBAL FINANCIAL SERVICES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
4
History of entity/person ORION STOCKS LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
5
History of entity/person PAN SECURITIES LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
6
History of entity/person RAMESHWARAM CAPITAL MARKET  
History of entity/person MAHESH KUMAR GUPTA DINESH
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024
7
History of entity/person STOCK PLUS FINANCIAL SERVICES  
History of entity/person BIPIN M.SAVLA
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
8
History of entity/person SUMEDHA FISCAL SERVICES LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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