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Co-Sponsors

SOURCE OF INFORMATION : INDIAN CLEARING CORP.LTD.
PERIOD COVERED : 25-SEP-2012 TO 31-OCT-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: NOT AVAILABLE

S.No. ENTITY DIRECTORS/ PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person KARVY STOCK BROKING LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-NOV-2020 		 
22
History of entity/person KASSA FINVEST PVT.LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

22-MAY-2015 		 
23
History of entity/person KASSA FINVEST PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

05-JUL-2016 		 
24
History of entity/person KAYNET CAPITAL LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

31-JUL-2020 		 
25
History of entity/person KOLAR SHAREX PVT.LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-OCT-2014 		 
26
History of entity/person KSBL SECURITIES LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

03-MAR-2020 		 
27
History of entity/person MAHESH KOTHARI SHARES & STOCK BROKERS PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-SEP-2012 		 
28
History of entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

09-MAY-2017 		 
29
History of entity/person MODEX INTERNATIONAL SECURITIES LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

18-SEP-2020 		 
30
History of entity/person MONEYFLO SECURITIES PVT.LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

27-AUG-2018 		 
31
History of entity/person MOONGIPA INVESTMENTS LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

12-OCT-2015 		 
32
History of entity/person MOUSUMI DEB ROY,M/S  
History of entity/person MOUSUMI DEB ROY
  		NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

09-MAY-2017 		 
33
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

28-JAN-2022 		 
34
History of entity/person ORION CAPITAL & DEBT MARKET  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-NOV-2015 		 
35
History of entity/person PARSOLI CORP.LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

13-MAR-2014 		 
36
History of entity/person PRIME BROKING CO.(INDIA) LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

18-OCT-2013 		 
37
History of entity/person QUANTUM GLOBAL SECURITIES LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

01-MAY-2020 		 
38
History of entity/person RAGHUKUL SHARES INDIA PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

05-NOV-2019 		 
39
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

13-APR-2017 		 
40
History of entity/person SHARES BAZAAR PVT.LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

30-DEC-2022 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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