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Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : INDIAN CLEARING CORP.LTD.
PERIOD COVERED : 25-SEP-2012 TO 31-AUG-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DECLARED DEFAULTER BY STOCK EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person KAYNET CAPITAL LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

31-JUL-2020
22
History of entity/person KSBL SECURITIES LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

03-MAR-2020
23
History of entity/person MAHESH KOTHARI SHARES & STOCK BROKERS PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-SEP-2012
24
History of entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

09-MAY-2017
25
History of entity/person MODEX INTERNATIONAL SECURITIES LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

18-SEP-2020
26
History of entity/person MOONGIPA INVESTMENTS LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

12-OCT-2015
27
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-JAN-2022

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

28-JAN-2022
28
History of entity/person PRIME BROKING CO.(INDIA) LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

18-OCT-2013
29
History of entity/person QUANTUM GLOBAL SECURITIES LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

01-MAY-2020
30
History of entity/person RAGHUKUL SHARES INDIA PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

05-NOV-2019
31
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

13-APR-2017
32
History of entity/person SIC STOCKS & SERVICES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE/CLEARING CORPORATION   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 08-JUL-2026

09-JUL-2026
33
History of entity/person SUMPOORNA PORTFOLIO LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

DECLARED DEFAULTER BY STOCK EXCHANGE

16-DEC-2020
34
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-APR-2022

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-APR-2022
35
History of entity/person UNICON SECURITIES PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-SEP-2014
36
History of entity/person VINEET SECURITIES PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

04-MAY-2020
37
History of entity/person VRISE SECURITIES PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

17-FEB-2020
38
History of entity/person WEALTH MANTRA LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

05-NOV-2019
39
History of entity/person WELLINDIA SECURITIES LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

01-MAY-2020
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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