If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : INDIAN CLEARING CORP.LTD.
PERIOD COVERED : 25-SEP-2012 TO 31-OCT-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY DIRECTORS/ PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person ORION CAPITAL & DEBT MARKET  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-NOV-2015 		 
42
History of entity/person ORION STOCKS LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024 		 
43
History of entity/person PAN SECURITIES LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024 		 
44
History of entity/person PARSOLI CORP.LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

13-MAR-2014 		 
45
History of entity/person PRIME BROKING CO.(INDIA) LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

18-OCT-2013 		 
46
History of entity/person QUANTUM GLOBAL SECURITIES LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

01-MAY-2020 		 
47
History of entity/person RAGHUKUL SHARES INDIA PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

05-NOV-2019 		 
48
History of entity/person RAMESHWARAM CAPITAL MARKET  
History of entity/person MAHESH KUMAR GUPTA DINESH
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024 		 
49
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

13-APR-2017 		 
50
History of entity/person SHARES BAZAAR PVT.LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

30-DEC-2022 		 
51
History of entity/person STAMPEDE CAPITAL LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

23-AUG-2022 		 
52
History of entity/person STOCK PLUS FINANCIAL SERVICES  
History of entity/person BIPIN M.SAVLA
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024 		 
53
History of entity/person SUMEDHA FISCAL SERVICES LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024 		 
54
History of entity/person SUMPOORNA PORTFOLIO LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

16-DEC-2020 		 
55
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-APR-2022 		 
56
History of entity/person UNICON SECURITIES PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-SEP-2014 		 
57
History of entity/person VINEET SECURITIES PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

04-MAY-2020 		 
58
History of entity/person VRISE SECURITIES PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

17-FEB-2020 		 
59
History of entity/person WEALTH MANTRA LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

19-FEB-2018 		 
60
History of entity/person WEALTH MANTRA LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

05-NOV-2019 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last
Page 3 of 4

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top