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Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : INDIAN CLEARING CORP.LTD.
PERIOD COVERED : 25-SEP-2012 TO 31-AUG-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ALL STOCK BROKERS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person MOUSUMI DEB ROY,M/S  
History of entity/person MOUSUMI DEB ROY
  		NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

09-MAY-2017
42
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-JAN-2022

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

28-JAN-2022
43
History of entity/person ORION CAPITAL & DEBT MARKET  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-NOV-2015
44
History of entity/person ORION STOCKS LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
45
History of entity/person PAN SECURITIES LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
46
History of entity/person PARSOLI CORP.LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

13-MAR-2014
47
History of entity/person PRIME BROKING CO.(INDIA) LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

18-OCT-2013
48
History of entity/person QUANTUM GLOBAL SECURITIES LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

01-MAY-2020
49
History of entity/person RAGHUKUL SHARES INDIA PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

05-NOV-2019
50
History of entity/person RAMESHWARAM CAPITAL MARKET  
History of entity/person MAHESH KUMAR GUPTA DINESH
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024
51
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

13-APR-2017
52
History of entity/person SAASTHA WARE HOUSING LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP AS WAREHOUSE SERVICE PROVIDER TO THE EXCHANGE   CANCELLED EMPANELMENT AS WAREHOUSE SERVICE PROVIDER

04-SEP-2025
53
History of entity/person SHARES BAZAAR PVT.LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

30-DEC-2022
54
History of entity/person SIC STOCKS & SERVICES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE/CLEARING CORPORATION   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 08-JUL-2026

09-JUL-2026
55
History of entity/person STAMPEDE CAPITAL LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

23-AUG-2022
56
History of entity/person STOCK PLUS FINANCIAL SERVICES  
History of entity/person BIPIN M.SAVLA
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
57
History of entity/person SUMEDHA FISCAL SERVICES LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024
58
History of entity/person SUMPOORNA PORTFOLIO LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

DECLARED DEFAULTER BY STOCK EXCHANGE

16-DEC-2020
59
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-APR-2022

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-APR-2022
60
History of entity/person UNICON SECURITIES PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

10-SEP-2014
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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