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Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : INDIAN CLEARING CORP.LTD.
PERIOD COVERED : 25-SEP-2012 TO 31-AUG-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ALL STOCK BROKERS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person G.D.BAGRI,M/S  
History of entity/person KAILAS G.BAGRI
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024
22
History of entity/person GROVALUE SECURITIES PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

04-MAY-2020
23
History of entity/person GUINESS SECURITIES LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

08-MAY-2019
24
History of entity/person INDOVISION SECURITIES LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

12-OCT-2021
25
History of entity/person K.M.GLOBAL FINANCIAL SERVICES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
26
History of entity/person KAILAS G.BAGRI  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024
27
History of entity/person KALYX WAREHOUSING PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP AS WAREHOUSE SERVICE PROVIDER TO THE EXCHANGE   CANCELLED EMPANELMENT AS WAREHOUSE SERVICE PROVIDER

04-MAY-2020
28
History of entity/person KARVY STOCK BROKING LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-NOV-2020
29
History of entity/person KASSA FINVEST PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

05-JUL-2016
30
History of entity/person KASSA FINVEST PVT.LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

22-MAY-2015
31
History of entity/person KAYNET CAPITAL LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

31-JUL-2020
32
History of entity/person KOLAR SHAREX PVT.LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

20-OCT-2014
33
History of entity/person KSBL SECURITIES LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

03-MAR-2020
34
History of entity/person MAHESH KOTHARI SHARES & STOCK BROKERS PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-SEP-2012
35
History of entity/person MAHESH KUMAR GUPTA DINESH  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024
36
History of entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

09-MAY-2017
37
History of entity/person MODEX INTERNATIONAL SECURITIES LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

18-SEP-2020
38
History of entity/person MONEYFLO SECURITIES PVT.LTD.  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

27-AUG-2018
39
History of entity/person MOONGIPA INVESTMENTS LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

12-OCT-2015
40
History of entity/person MOUSUMI DEB ROY  
  NOT AVAILABLE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

09-MAY-2017
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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