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SOURCE OF INFORMATION :
PERIOD COVERED : 28-OCT-2004 TO 09-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: IMPOSED PENALTY

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ABHILESH JHA  
History of entity/person ABHILESH JHA & CO.
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED- RS.25,000 		 
2
History of entity/person AJAY KUMAR  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (9) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 04-FEB-2025 TO 03-FEB-2026

IMPOSED PENALTY- RS.50,000 		 
3
History of entity/person AJAY KUMAR SHARMA  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED- RS.50,000 		 
4
History of entity/person AKSHAY JAIN  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE AND ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 24-OCT-2024 TO 23-OCT-2029

IMPOSED PENALTY- RS.5,00,000 		 
5
History of entity/person AKSHAY MITTAL  
  FOUND GUILTY OF PROFESSIONAL OR OTHER MISCONDUCT AS PER CLAUSE (11) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.30,000  
6
History of entity/person AMBER GARG  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		IMPOSED PENALTY- RS.5,000  
7
History of entity/person AMIT AGRAWAL  
History of entity/person AMIT B.K.AGRAWAL & CO.
(M.No.: 022872N)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		IMPOSED PENALTY

REPRIMANDED- RS.2,00,000 		 
8
History of entity/person AMIT GANDHI  
History of entity/person KHURANA VINEET & ASSOCIATES
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-APR-2026

IMPOSED PENALTY

REPRIMANDED- RS.1,00,000 		 
9
History of entity/person AMIT KUMAR JITENDRABHAI JOSHI  
History of entity/person J.SINGH & ASSOCIATES
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.25,000  
10
History of entity/person ANAND CHAUHAN  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.25,000  
11
History of entity/person ANAND K.  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.25,000  
12
History of entity/person ANAND KUMAR JHUNJHUNWALA  
History of entity/person HARIBHAKTI & CO.LLP
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 26-JUN-2024 TO 25-JUN-2027

IMPOSED PENALTY- RS.5,00,000 		 
13
History of entity/person ANIL KUMAR  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-APR-2026

IMPOSED PENALTY

REPRIMANDED- RS.1,00,000 		 
14
History of entity/person ANIL KUMAR PATRO  
History of entity/person SCP & CO.
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED- RS.1,50,000 		 
15
History of entity/person ANKIT ASHOKKUMAR CHOKSHI  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.25,000  
16
History of entity/person ANKITA TIBREWAL  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		IMPOSED PENALTY

REPRIMANDED- RS.75,000 		 
17
History of entity/person ANURAG GUPTA  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		IMPOSED PENALTY

REPRIMANDED- RS.50,000 		 
18
History of entity/person ANUTAM PAUL  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED- RS.1,50,000 		 
19
History of entity/person ARPIT TANEJA  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.25,000  
20
History of entity/person ARUNABHA CHATTOPADHYAY  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 20-AUG-2024 TO 19-NOV-2024

IMPOSED PENALTY- RS.1,00,000 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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