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SOURCE OF INFORMATION :
PERIOD COVERED : 28-OCT-2004 TO 28-AUG-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: IMPOSED PENALTY

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person AJAY KUMAR  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (9) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 04-FEB-2025 TO 03-FEB-2026

IMPOSED PENALTY- RS.50,000 		 
2
History of entity/person AKSHAY JAIN  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE AND ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 24-OCT-2024 TO 23-OCT-2029

IMPOSED PENALTY- RS.5,00,000 		 
3
History of entity/person AKSHAY MITTAL  
  FOUND GUILTY OF PROFESSIONAL OR OTHER MISCONDUCT AS PER CLAUSE (11) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.30,000  
4
History of entity/person AMBER GARG  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		IMPOSED PENALTY- RS.5,000  
5
History of entity/person ANAND CHAUHAN  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.25,000  
6
History of entity/person ANAND K.  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.25,000  
7
History of entity/person ANAND KUMAR JHUNJHUNWALA  
History of entity/person HARIBHAKTI & CO.LLP
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 26-JUN-2024 TO 25-JUN-2027

IMPOSED PENALTY- RS.5,00,000 		 
8
History of entity/person ANKIT ASHOKKUMAR CHOKSHI  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.25,000  
9
History of entity/person ARPIT TANEJA  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.25,000  
10
History of entity/person ARUNABHA CHATTOPADHYAY  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 20-AUG-2024 TO 19-NOV-2024

IMPOSED PENALTY- RS.1,00,000 		 
11
History of entity/person ASHISH ASHOK BAHETI  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.1,00,000  
12
History of entity/person ASHOK KUMAR KHER  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED- RS.25,000 		 
13
History of entity/person AVIK KEDIA  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE AND ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED- RS.25,000 		 
14
History of entity/person BAL CHANDRA KHAITAN  
History of entity/person AGARWAL GUPTA NOKARI & RUSTAGI ASSOCIATES
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		IMPOSED PENALTY- RS.5,000  
15
History of entity/person BHARAT KUMAR  
  FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE SECOND SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 B TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 19-MAY-2020 TO 06-SEP-2020

IMPOSED PENALTY- RS.2,00,000 		NOT APPEARING IN THE LIST DATED 05-JANUARY-2021  
16
History of entity/person CHANDER MOHAN  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE AND ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED- RS.20,000 		 
17
History of entity/person DEVASHISH GARODIA  
History of entity/person D GARODIA & CO.
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		IMPOSED PENALTY- RS.15,000  
18
History of entity/person DINESH KUMAR AHUJA  
  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY- RS.25,000  
19
History of entity/person DINESH PATIDAR  
History of entity/person SURESH S.KIMTEE & CO.
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE AND ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED- RS.50,000 		 
20
History of entity/person GAURAV KANSAL  
History of entity/person RAHUL SUNIT JAIN & ASSOCIATES
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (9) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		IMPOSED PENALTY- RS.1,00,000  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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