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Co-Sponsors

SOURCE OF INFORMATION :
PERIOD COVERED : 28-OCT-2004 TO 09-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ALL COMPANIES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person N S B & CO.  
History of entity/person SUMIT KHANDELWAL
(M.No.: 523094)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		REPRIMANDED  
42
History of entity/person NAGESH BEHL & CO.  
History of entity/person NAGESH KUMAR
(M.No.: 098778)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED 		 
43
History of entity/person P S OBEROI & ASSOCIATES  
History of entity/person PARMINDER SINGH OBEROI
(M.No.: 086894)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-FEB-2027

IMPOSED PENALTY

REPRIMANDED 		 
44
History of entity/person PARAG GUPTA & ASSOCIATES  
History of entity/person PARAG GUPTA
(M.No.: 505750)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED 		 
45
History of entity/person PAWAN JAIN & CO.  
History of entity/person PAWAN KUMAR JAIN
(M.No.: 433700)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED 		 
46
History of entity/person PDR & ASSOCIATES  
History of entity/person DWEIPAYAN DAS
(M.No.: 059698)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED 		 
47
History of entity/person PRATIK & CO.  
History of entity/person PRATIK KOTECHA
(M.No.: 302119)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  REPRIMANDED  
48
History of entity/person PRICE WATERHOUSE  
  VIOLATED CODE OF CONDUCT PRESCRIBED BY ICAI  FOUND GUILTY OF MISCONDUCT BY THE ICAI  
49
History of entity/person R.P.PURI & CO.  
History of entity/person RAJIV PAL PURI
(M.No.: 084658)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		IMPOSED PENALTY

REPRIMANDED 		 
50
History of entity/person RAHUL SUNIT JAIN & ASSOCIATES  
History of entity/person GAURAV KANSAL
(M.No.: 419925)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (9) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		IMPOSED PENALTY  
51
History of entity/person RAJENDRA VALAVAN ASSOCIATES  
History of entity/person TIRUMAVALAVAN C.K.
(M.No.: 204906)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY

REPRIMANDED 		 
52
History of entity/person RAVINDRA KUMAR & ASSOCIATES  
History of entity/person VIRAL RASTOGI
(M.No.: 431829)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  IMPOSED PENALTY  
53
History of entity/person S N DHAWAN & CO.LLP  
History of entity/person VINESH JAIN
(M.No.: 087701)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-FEB-2026 TO 10-MAY-2026

IMPOSED PENALTY

REPRIMANDED 		 
54
History of entity/person S SADDY & CO.  
History of entity/person SANJIV SADDY
(M.No.: 083377)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		REPRIMANDED  
55
History of entity/person S V GHATALIA & ASSOCIATES  
History of entity/person AMIT KABRA
(M.No.: 094533)

History of entity/person SHRAWAN BHAGWATI JALAN
(M.No.: 102102)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-JUL-2024 TO 10-JUL-2025  
56
History of entity/person S V GHATALIA & ASSOCIATES  
History of entity/person AMIT KABRA
(M.No.: 094533)

History of entity/person SHRAWAN BHAGWATI JALAN
(M.No.: 102102)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 11-JUL-2024 TO 10-JUL-2025  
57
History of entity/person SARATHY & BALU,M/S  
History of entity/person V.BALASUBRAMANYAN
(M.No.: 018444)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027

IMPOSED PENALTY 		 
58
History of entity/person SARATHY & BALU,M/S  
History of entity/person V.BALASUBRAMANYAN
(M.No.: 018444)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027

IMPOSED PENALTY 		 
59
History of entity/person SARATHY & BALU,M/S  
History of entity/person V.BALASUBRAMANYAN
(M.No.: 018444)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (9) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 09-AUG-2025 TO 08-AUG-2027

IMPOSED PENALTY 		 
60
History of entity/person SARKAR GURUMURTHY & ASSOCIATES  
History of entity/person PARIMAL SARKAR
(M.No.: 051550)
  		FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949  		IMPOSED PENALTY  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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