SOURCE OF INFORMATION :
PERIOD COVERED : 28-OCT-2004 TO 20-JAN-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ALL PERSONS

S.No.

PERSON

ENTITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

301

VIRAL RASTOGI

RAVINDRA KUMAR & ASSOCIATES

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

IMPOSED PENALTY- RS.10,000

302

VIVEK KAPOOR

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER SECTIONS 21 READ WITH 22 TO THE CHARTERED ACCOUNTANTS ACT, 1949 (PRE AMENDED)

PERMANENTLY DISQUALIFIED FROM MEMBERSHIP OF INSTITUTE VIDE ORDERS OF THE HIGH COURTS UNDER SECTION 21(6) OF THE CHARTERED ACCOUNTANTS ACT,1949

303

VIVEK KUMAR

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE AND ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

REPRIMANDED

304

VIVEK KUMAR SINGH

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949

REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 30-DEC-2025 TO 29-JAN-2026

305

Y.K.GUPTA

FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) AND WHOSE CASES HAVE BEEN REFERRED TO THE RESPECTIVE HIGH COURTS ALONGWITH THE RECOMMENDATIONS OF THE COUNCIL UNDER SECTION 21(5) TO THE CHARTERED ACCOUNTANTS ACT,1949 FOR CONFIRMATION OF THE VARIOUS HIGH COURTS FOR DISPOSAL

PENDING BEFORE VARIOUS HIGH COURTS FOR DISPOSAL, AS CONFIRMATIONS OF RESPECTIVE RECOMMENDATIONS OF THE COUNCIL ARE YET TO BE DECIDED BY THE CONCERNED COURTS

NOT APPEARING IN THE LIST DATED 15-JUL-2015

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.