| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A & G PROJECTS & TECHNOLOGIES LTD.
|
|
|
|
K.V.SREENIVAS
|
|
|
SARATHY VENKATESH
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
17-MAR-2006
|
DISMISSED SINCE SUMMON ISSUED TO ACCUSED WAS RETURNED AS PERSON COULD NOT BE FOUND
|
| 2 |
|
|
A M CHEMICALS PVT.LTD.
|
|
|
|
KOMAL MAGO
|
|
|
VED PARKASH MEHTA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.5000
09-AUG-2004
|
|
| 3 |
|
|
AA COSTFIN LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4800
03-NOV-2004
|
CONVICTED
|
| 4 |
|
|
ABU AHMED MANAGEMENT SERVICES PVT.LTD.
|
|
|
|
HIMESH RAJ SABHLOK
|
|
|
SUMATI SABHLOK
|
|
|
VIJAY MEHRA
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.46500
16-SEP-2004
|
-
|
| 5 |
|
|
ACCORD COTSYN LTD.
|
|
|
|
RAM KUMAR GARG
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1500
09-AUG-2004
|
|
| 6 |
|
|
ACCORD COTSYN LTD.
|
|
|
|
RAM KUMAR GARG
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.550
09-AUG-2004
|
|
| 7 |
|
|
ADBHUT INDUSTRIAL RESOURCES LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
07-MAR-2005
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 8 |
|
|
ADDI COMMERCIAL ENTERPRISES LTD.
|
|
|
|
BHAJAN LAL
|
|
|
GOVERDHAN DASS
|
|
|
R.C.SINGAL
|
|
|
RAJAN GUPTA
|
|
|
RAJNI GUPTA
|
|
|
RAMESH KUMAR
|
|
|
REKHA BANSAL
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1320
09-AUG-2004
|
|
| 9 |
|
|
AGRIOTEK INDIA LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.3600
20-JAN-2005
|
CONVICTED
|
| 10 |
|
|
AGRIOTEK INDIA LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
20-JAN-2005
|
COMPLAINTS DISMISSED AS......... FILED BY THIS OFFICE TWICE AS THE OTHER CONVICTED
|
| 11 |
|
|
AGRO CHEM PUNJAB LTD.
|
|
|
|
B.K.VAHI
|
|
|
BHUPAL SINGH GHUMAN
|
|
|
DHILLON SINGH
|
|
|
PARDEEP MARWAHA
|
|
|
R.KRISHANAN
|
|
|
R.KUMAR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.900
09-AUG-2004
|
|
| 12 |
|
|
AKS CREDITS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
11-JAN-2005
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 13 |
|
|
AL-FALAH BLOSSOMS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.2400
17-AUG-2004
|
CONVICTED
|
| 14 |
|
|
AL-FALAH BLOSSOMS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.20000
07-DEC-2001
|
CONVICTED
|
| 15 |
|
|
ALPINE GREEN FORESTS HOUSING LTD.
|
|
|
|
SATNAM SINGH
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.18100
09-AUG-2004
|
|
| 16 |
|
|
ALPS MOTOR FINANCE LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
19-AUG-2004
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 17 |
|
|
AMALGAMATED AUTO AGENCY PVT.LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
13-JUL-2004
|
DISMISSED AS WITHDRAWN IN VIEW OF SEE U/S 560(5)
|
| 18 |
|
|
AMARNATH FINANCE LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
16-MAR-2005
|
DISMISSED AS COMPOUNDED U/S 621A
|
| 19 |
|
|
AMBIKAI AGENCIES PVT.LTD.
|
|
|
|
MANAGING DIRECTOR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.250 EACH ON ACCUSED
24-JUL-2003
|
NO APPEAL
|
| 20 |
|
|
AMBUJA AGRO INDUSTRIES LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
19-NOV-2004
|
DISMISSED AS WITHDRAWN IN VIEW OF CLSS 2000
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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