| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A.BOSE
|
|
|
|
CAWNPORE CLUB LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.9480
09-NOV-2003
|
|
| 2 |
|
|
A.D.BALRANI
|
|
|
|
CAWNPORE CLUB LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.9480
09-NOV-2003
|
|
| 3 |
|
|
A.H.RIZVI
|
|
|
|
RIZVI EXPORTS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.2472
08-SEP-2003
|
|
| 4 |
|
|
A.K.GUPTA
|
|
|
|
RAJWATI INVESTMENT PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.12534
25-SEP-2003
|
|
| 5 |
|
|
A.K.NAHATA
|
|
|
|
BURLINGTON FINANCE LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT FILE CONSENT OF THE CANDIDATE FOR DIRECTORSHIP WITH COMPANY AND CONSENT TO ACT AS DIRECTOR WITH THE REGISTRAR (SECTION 264)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))
DID NOT ATTACH BOARD'S REPORT ALONG WITH BALANCE SHEET OF THE COMPANY (SECTION 217(1))
DID NOT INCLUDE ANY MATERIAL CHANGES OCCURRED DURING FINANCIAL YEAR IN BOARD'S REPORT (SECTION 217(2))
|
PROSECUTION UNDER SECTION 192(5) & SECTION 220(3) READ WITH SECTION 162 & SECTION 629 & SECTION 162 & SECTION 303(3) & SECTION 295(4) & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.18700
01-OCT-2002
|
|
| 6 |
|
|
A.K.S.SOLANKI
|
|
|
|
U P S I C POTTERIES LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 & SECTION 168 & SECTION 210(5) OF COMPANIES ACT: PENALTY IMPOSED RS.72802
04-AUG-2004
|
|
| 7 |
|
|
A.K.SAWHNEY
|
|
|
|
RAJENDRA ALLOYS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4320
02-FEB-2003
|
|
| 8 |
|
|
A.K.SAWHNEY
|
|
|
|
BALAJI STEEL TUBES & PIPES LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.10800
02-FEB-2003
|
|
| 9 |
|
|
A.P.MATHUR
|
|
|
|
DIAMOND AGRO INDUSTRIES LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.3750
09-AUG-2004
|
|
| 10 |
|
|
A.WARSI
|
|
|
|
WAVES MUTUAL BENEFITS INDIA LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.5400
27-MAR-2000
|
|
| 11 |
|
|
A.WARSI
|
|
|
|
WAVES MUTUAL BENEFITS INDIA LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1800
02-JUN-2000
|
|
| 12 |
|
|
ABHISHEK SOOD
|
|
|
|
TIMBERWORLD RESORTS & PLANTATION INDIA LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
22-NOV-2004
|
ACCUSED ABHSHEK SOOD IN JUDICIAL CUSTODY
|
| 13 |
|
|
AJAY KUMAR PANDAY
|
|
|
|
J S BHASIN & SONS(AGENCIES)PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.9820
03-FEB-2004
|
|
| 14 |
|
|
AJAY SHARMA
|
|
|
|
MAGNUM TRUST LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.420
09-AUG-2004
|
HON’BLE SPECIAL JUDICIAL MAGISTRATE, JALANDHAR VIDE ITS ORDER DATED 28/02/2008 CONFIRMEND THAT THE APPLICANT HAS DEPOSITED THE FINE
|
| 15 |
|
|
AMAR SINGH
|
|
|
|
DALJIT BUS SERVICES PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.2000
09-AUG-2004
|
|
| 16 |
|
|
AMARDEEP KAUR
|
|
|
|
MUTUAL FINANCIAL SERVICES LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1200
09-AUG-2004
|
|
| 17 |
|
|
AMARDEEP SINGH BAJWA
|
|
|
|
PARAGAON TOOLS PVT. LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.8050
09-AUG-2004
|
|
| 18 |
|
|
AMBIKA YADAV
|
|
|
|
KHAITAN OVERSEAS & FINANCE LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.43660
03-JUN-2004
|
|
| 19 |
|
|
AMIT KUMAR
|
|
|
|
KHANNA'S VIVEK CHEMICALS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.5010
21-DEC-2003
|
|
| 20 |
|
|
AMITABH SINGH
|
|
|
|
CASTLE FILMS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
09-AUG-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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