| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ASHOK KUMAR SHARMA
|
|
|
|
VALLABH REFRACTORIES & CERAMICS PRODUCTS LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)
DID NOT ADHERE TO PROVISIONS RELATED TO FURTHER ISSUE OF CAPITAL (SECTION 81(1))
DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))
|
PROSECUTION UNDER SECTION 147(2) & SECTION 168 & SECTION 162 & SECTION 210(5) & SECTION 211(7) & SECTION 217(5) & SECTION 629A & SECTION 209(5) & SECTION 209(7) OF COMPANIES ACT: PENALTY IMPOSED RS.62400
02-MAY-2005
|
-
|
| 2 |
|
|
DIRECTORS
|
|
|
|
MIDWEST INTEGRATED STEELS LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
|
PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.10000
05-JUL-2004
|
|
| 3 |
|
|
DIRECTORS
|
|
|
|
MIDWEST GROWTH FUND LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
|
PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.10000
05-JUL-2004
|
|
| 4 |
|
|
DIRECTORS
|
|
|
|
MUNDRA INTERNATIONAL CONTAINER TERMINAL PVT.LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
|
PROSECUTION UNDER SECTION 147(4) OF COMPANIES ACT: DISCHARGED U/SEC.621A(4)(D)
06-OCT-2004
|
|
| 5 |
|
|
DIRECTORS
|
|
|
|
YUVRAJ INDUSTRIES LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
|
PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.3000
10-APR-2006
|
CONVICTED
|
| 6 |
|
|
DIRECTORS
|
|
|
|
AHMED NAGAR CLUB LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
NON-FILING OF THE RETURNS OF DIRECTORS, MANAGING DIRECTORS, MANAGERS AND SECRETARIES WITH THE REGISTRAR (SECTION 303(2))
DEFAULTED IN APPOINTMENT OF DIRECTORS AND PROPORTION OF THOSE WHO ARE TO RETIRE BY ROTATION (SECTION 255)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DID NOT CALL AND HOLD ANNUAL GENERAL MEETING IN MANNER PROVIDED UNDER SECTION 166(2)
DID NOT KEEP PROPER REGISTER OF MEMBERS (SECTION 150(1))
DEFAULTED IN KEEPING INDEX OF MEMBERS (SECTION 151)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
BALANCE SHEET AND PROFIT & LOSS ACCOUNT NOT APPROVED BY BOARD OF DIRECTORS AND/OR SIGNED AS PER PROVISION OF THE COMPANIES ACT (SECTION 215)
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
|
PROSECUTION UNDER SECTION 147 & SECTION 162 & SECTION 303(3) & SECTION 168 & SECTION 150(2) & SECTION 151(4) & SECTION 211(8) & SECTION 218 OF COMPANIES ACT: PENALTY IMPOSED RS.184000
18-JUL-2011
|
ALL ACCUSED CONVICTED
|
| 7 |
|
|
JIMMY J.GAZDAR
|
|
|
|
STREAMLINE PLANTATIONS PVT.LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
|
PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.6000
08-JAN-2008
|
-
|
| 8 |
|
|
K.S.V.KRISHNAN
|
|
|
|
STREAMLINE PLANTATIONS PVT.LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
|
PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.6000
08-JAN-2008
|
-
|
| 9 |
|
|
PADMA DEVI MAHESHWARI
|
|
|
|
VALLABH REFRACTORIES & CERAMICS PRODUCTS LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)
DID NOT ADHERE TO PROVISIONS RELATED TO FURTHER ISSUE OF CAPITAL (SECTION 81(1))
DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))
|
PROSECUTION UNDER SECTION 147(2) & SECTION 168 & SECTION 162 & SECTION 210(5) & SECTION 211(7) & SECTION 217(5) & SECTION 629A & SECTION 209(5) & SECTION 209(7) OF COMPANIES ACT: PENALTY IMPOSED RS.62400
02-MAY-2005
|
-
|
| 10 |
|
|
PANKAJ DUBEY
|
|
|
|
VALLABH REFRACTORIES & CERAMICS PRODUCTS LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)
DID NOT ADHERE TO PROVISIONS RELATED TO FURTHER ISSUE OF CAPITAL (SECTION 81(1))
DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))
|
PROSECUTION UNDER SECTION 147(2) & SECTION 168 & SECTION 162 & SECTION 210(5) & SECTION 211(7) & SECTION 217(5) & SECTION 629A & SECTION 209(5) & SECTION 209(7) OF COMPANIES ACT: PENALTY IMPOSED RS.62400
02-MAY-2005
|
-
|
| 11 |
|
|
PRADEEP BOILTY
|
|
|
|
KHAITAN OVERSEAS & FINANCE LTD.
|
|
DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
|
PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.10, 000 OR BOTH
PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS.500 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 146(4) OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS.500 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
03-JUN-2004
|
|
| 12 |
|
|
PRAMOD KUMAR AGARWAL
|
|
|
|
COMET GLASS LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
|
PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: NO PENALTY IMPOSED
09-NOV-2004
|
DISMISSED AS WITHDRAWAL AS DOCUMENTS FILED ON 23.03.04
|
| 13 |
|
|
RAJESH MAHESHWARI
|
|
|
|
VALLABH REFRACTORIES & CERAMICS PRODUCTS LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)
DID NOT ADHERE TO PROVISIONS RELATED TO FURTHER ISSUE OF CAPITAL (SECTION 81(1))
DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))
|
PROSECUTION UNDER SECTION 147(2) & SECTION 168 & SECTION 162 & SECTION 210(5) & SECTION 211(7) & SECTION 217(5) & SECTION 629A & SECTION 209(5) & SECTION 209(7) OF COMPANIES ACT: PENALTY IMPOSED RS.62400
02-MAY-2005
|
-
|
| 14 |
|
|
VISHNU AGNIHOTRI
|
|
|
|
VALLABH REFRACTORIES & CERAMICS PRODUCTS LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)
DID NOT ADHERE TO PROVISIONS RELATED TO FURTHER ISSUE OF CAPITAL (SECTION 81(1))
DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))
|
PROSECUTION UNDER SECTION 147(2) & SECTION 168 & SECTION 162 & SECTION 210(5) & SECTION 211(7) & SECTION 217(5) & SECTION 629A & SECTION 209(5) & SECTION 209(7) OF COMPANIES ACT: PENALTY IMPOSED RS.62400
02-MAY-2005
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
