| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AMALENDU A.DUTTA
|
|
|
|
NAVIN INDUSTRIES & MERCANTILE CORP.PVT.LTD.
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 629A & SECTION 193(6) OF COMPANIES ACT: PENALTY IMPOSED RS.1200
29-JUL-2003
|
|
| 2 |
|
|
ARAVIND
|
|
|
|
ARVIND REMEDIES LTD.
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 629A & SECTION 211(7) OF COMPANIES ACT: COMPOUNDED
15-SEP-2004
|
|
| 3 |
|
|
ASHARAM KAKRA
|
|
|
|
NORTEK COMMERCIAL PVT.LTD.
|
|
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
|
PROSECUTION UNDER SECTION 301(4) & SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1800
20-MAY-2005
|
|
| 4 |
|
|
BAPULAL HARILAL
|
|
|
|
NAVIN INDUSTRIES & MERCANTILE CORP.PVT.LTD.
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 629A & SECTION 193(6) OF COMPANIES ACT: PENALTY IMPOSED RS.1200
29-JUL-2003
|
|
| 5 |
|
|
BASUDEV MAL
|
|
|
|
NORTEK COMMERCIAL PVT.LTD.
|
|
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
|
PROSECUTION UNDER SECTION 301(4) & SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1800
20-MAY-2005
|
|
| 6 |
|
|
DIRECTOR
|
|
|
|
MARDIA CHEMICALS LTD.
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.500
02-MAR-2006
|
-
|
| 7 |
|
|
MADHAV GURUVA ANCHAN
|
|
|
|
NAVIN INDUSTRIES & MERCANTILE CORP.PVT.LTD.
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 629A & SECTION 193(6) OF COMPANIES ACT: PENALTY IMPOSED RS.1200
29-JUL-2003
|
|
| 8 |
|
|
P.K.AHAMED
|
|
|
|
P.K.STEEL CASTINGS PVT.LTD.
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.3000
03-FEB-2005
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
