| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
BACCHHAT INVESTMENT & FINANCE LTD.
|
|
|
|
PIYUSH GANGA SARAF
|
|
|
SHANKAR LAL BHAGWAT
|
|
|
VIBHA SHREE SARAF
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.24000
22-JUN-2004
|
|
| 2 |
|
|
BLOSSOM INDUSTRIES LTD.
|
|
|
|
DILIP DESAI
|
|
|
MAHENDRA V.SHET
|
|
|
MEENAXI PANCHAL
|
|
|
S.H.DAMANI
|
|
|
SURESH A.SHROFF
|
|
|
ZEENIA LAWYER
|
|
FRAUDULENTLY INDUCED PERSONS TO INVEST MONEY (SECTION 68)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: CASE HAS NOT YET BEEN DECIDED
17-JUN-2004
|
|
| 3 |
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
|
|
ASHOK KUMAR MUKHERJEE
|
|
|
DAVINDERA KUMAR GOYAL
|
|
|
RAMASWAMY KRISHNAMURTHY
|
|
|
SANJOY KUMAR GOYAL
|
|
|
SARANDHAR NAYAK
|
|
|
USHA GOYAL
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 4 |
|
|
ELGI FINANCE LTD.
|
|
|
|
MANAGING DIRECTOR
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.1000 IN BOTH CASES
25-SEP-2003
|
BOTH THE COMPLAINANT AND ACCUSED FILED APPEAL BEFORE THE DISTRICT JUDGE,COIMBATORE
|
| 5 |
|
|
ELGI FINANCE LTD.
|
|
|
|
JAIRAM VARADHARAJ
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 628 OF COMPANIES ACT: COMPANY APPEAL ALLOWED AGAINST THE ORDER OF THE LOWER COURT CRP DISMISSED
03-DEC-2004
|
REPORT BEING SENT TO RD FOR FILING APPEAL
|
| 6 |
|
|
INDIVAR MERCHANTS PVT.LTD.
|
|
|
|
BIDYADHAR NAYAK
|
|
|
CHITTARANJAN GHOSH
|
|
|
HARI SANKAR CHATTERJEE
|
|
|
INDER KUMAR KAKRA
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
06-MAY-2005
|
|
| 7 |
|
|
PROFITCORE PIPES LTD.
|
|
|
|
S.L.GUPTA
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.2000
05-MAY-2005
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
