SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS. 50,000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE UPTO RS. 2,500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES

S.No.

PERSON

ENTITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

A.K.S.SOLANKI

U P S I C POTTERIES LTD.

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 & SECTION 168 & SECTION 210(5) OF COMPANIES ACT: PENALTY IMPOSED RS.72802

04-AUG-2004

A.R.BEENA

KUMAR MUTUAL FUNDS LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.15000

14-MAY-2012

AJAY MOHAN JALAN

JALAN FORMS LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

PROSECUTION UNDER SECTION 168 & SECTION 210(5) OF COMPANIES ACT: NO PENALTY IMPOSED

01-JUL-2004

AMITABH CHAUDHURI

OCEAN KNITS LTD.

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 162 & SECTION 168 OF COMPANIES ACT: JUDGEMENT PRONOUNCED ACCUSED ACQUITTED

30-JUL-2008

AMITABH CHAUDHURI

OCEAN KNITS LTD.

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)

PROSECUTION UNDER SECTION 210(5) & SECTION 168 & SECTION 220(3) & SECTION 162 OF COMPANIES ACT: JUDGEMENT PRONOUNCED ACCUSED ACQUITTED

30-JUL-2008

AMITABH CHAUDHURI

OCEAN KNITS LTD.

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 210(5) & SECTION 220(3) & SECTION 162 & SECTION 168 OF COMPANIES ACT: JUDGEMENT PRONOUNCED ACCUSED ACQUITTED

30-JUL-2008

AMITABH CHAUDHURI

OCEAN KNITS LTD.

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

PROSECUTION UNDER SECTION 220(3) & SECTION 168 & SECTION 162 & SECTION 210(5) OF COMPANIES ACT: JUDGEMENT PRONOUNCED ACCUSED ACQUITTED

30-JUL-2008

AMITAVA MAJUMDAR

JALAN FORMS LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

PROSECUTION UNDER SECTION 168 & SECTION 210(5) OF COMPANIES ACT: NO PENALTY IMPOSED

01-JUL-2004

ANIL KUMAR SHUKLA

MEGATOP EXPORT LTD.

DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.10600

07-AUG-2004

ANIL THAPAR

THAPAR SPINNING MILLS LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.2000

09-AUG-2004

ANUSYA PATEL

OCEAN KNITS LTD.

PROSECUTION UNDER SECTION 210(5) & SECTION 168 & SECTION 220(3) & SECTION 162 OF COMPANIES ACT: JUDGEMENT PRONOUNCED ACCUSED ACQUITTED

30-JUL-2008

ARTHUR RAI

EMERALD SHIPPING SERVICES (SOUTH) PVT.LTD.

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 162 & SECTION 220(3) & SECTION 168 OF COMPANIES ACT: DISMISSED U/S.204 CR.P.C.

29-JUN-2004

STEPS BEING TAKEN TO REFER THE MATTER TO POLICE AUTHORITIES

ARUN KUMAR CHAKRAVARTHY

SURAJ STONE CORP.LTD.

FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH AND PROCEEDINGS STOPPED AGAINST ACCUSED NO.8 AS HE COULD NOT BE TRACED

04-MAR-2005

ASEEM THAPAR

THAPAR SPINNING MILLS LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.2000

09-AUG-2004

ASEEM THAPAR

THAPAR ISPAT LTD.

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DID NOT FURNISH INFORMATION OR EXPLANATIONS OR PRODUCTION OF BOOKS & PAPERS (SECTION 234(1))

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 & SECTION 234(4) (A) & SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.1000

09-AUG-2004

ASHOK KUMAR SHARMA

VALLABH REFRACTORIES & CERAMICS PRODUCTS LTD.

DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)

DID NOT ADHERE TO PROVISIONS RELATED TO FURTHER ISSUE OF CAPITAL (SECTION 81(1))

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

PROSECUTION UNDER SECTION 147(2) & SECTION 168 & SECTION 162 & SECTION 210(5) & SECTION 211(7) & SECTION 217(5) & SECTION 629A & SECTION 209(5) & SECTION 209(7) OF COMPANIES ACT: PENALTY IMPOSED RS.62400

02-MAY-2005

ASSAINAR MOHAMMED ASHRAF

FOSTER HOT BREAD PVT.LTD.

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.40000

25-MAR-2008

B.N.RAJ

SCOTIN SECURITY SERVICES PVT.LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PROCLAMATION PUBLISHED AND PROCEEDINGS STOPPED FOR THE PRESENT

06-MAY-2005

B.N.RISHI

SCOTIN SECURITY SERVICES PVT.LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)