| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A.D.KRISHNA
|
|
|
|
VYSALI PHARMACEUTICALS LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: FINE UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES. ALSO THE CLB MAY ORDER THE COMPANY AND CONCERNED OFFICER TO MAKE GOOD ANY DEFAULT MADE UNDER SUB-SECTION (1) AND ALSO TO BEAR THE COSTS INCIDENTAL THERETO FROM 17-JUL-2002 (ST.101/2000, ST.102/2000, ST.103/2000, ST.104/2000, ST.105/2000)
17-JUL-2002
|
|
| 2 |
|
|
A.S.GUPTA
|
|
|
|
BTW INDUSTRIES LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 113 & SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.2000
16-SEP-2002
|
|
| 3 |
|
|
B.K.KARNAWAT
|
|
|
|
GANAPATI COMMERCE LTD.
|
|
DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)
NUMBER OF DIRECTORS BELOW MINIMUM NUMBER SPECIFIED (SECTION 252)
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 209(5) & SECTION 629A & SECTION 383A(1A) & SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED
25-APR-2004
|
|
| 4 |
|
|
B.N.REPORTER
|
|
|
|
BTW INDUSTRIES LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 113 & SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.2000
16-SEP-2002
|
|
| 5 |
|
|
BISHWANATH DHANUKA
|
|
|
|
I G PETROCHEMICALS LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: OFFENCE COMPOUNDED BY CLB AGAINST COMPANY ON PAYMENT OF RS.1000 AND AGAINST 3 DIRECTORS OF COMPANY ON PAYMENT OF RS.200 EACH.TOTAL RS.1400 IMPOSED
04-APR-2003
|
|
| 6 |
|
|
C.P.BHALOTIA
|
|
|
|
BTW INDUSTRIES LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 113 & SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.2000
16-SEP-2002
|
|
| 7 |
|
|
DIRECTOR
|
|
|
|
BAFNA SPINNING MILLS & EXPORTS LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.250 EACH ON 3 ACCUSED
02-MAY-2003
|
|
| 8 |
|
|
DIRECTOR
|
|
|
|
BAFNA SPINNING MILLS & EXPORTS LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON COMPANY AND ITS DIRECTOR
31-MAY-2004
|
|
| 9 |
|
|
DIRECTOR
|
|
|
|
RANK INDUSTRIES LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.39480
05-JUL-2004
|
|
| 10 |
|
|
DIRECTORS
|
|
|
|
KANEL OIL & EXPORT INDUSTRIES LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.2000
22-AUG-2000
|
PENALTY AMOUNT OF RS.12,000.00 PAID BY APPELLANT ON 14/10/2005
|
| 11 |
|
|
DIRECTORS
|
|
|
|
SONAL COSMETICS (EXPORTS) LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
DEFAULTED IN LISTING OF SHARES AND DEBENTURES ON STOCK EXCHANGES (SECTION 73)
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.9000
29-AUG-2000
|
|
| 12 |
|
|
DIRECTORS
|
|
|
|
DYNACHEM PHARMACEUTICALS (EXPORTS) LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
DEFAULTED IN LISTING OF SHARES AND DEBENTURES ON STOCK EXCHANGES (SECTION 73)
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
29-AUG-2000
|
|
| 13 |
|
|
DIRECTORS
|
|
|
|
SUN SOURCE (INDIA) LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
DEFAULTED IN LISTING OF SHARES AND DEBENTURES ON STOCK EXCHANGES (SECTION 73)
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
31-AUG-2000
|
APPELLANT APPLIED TO BSE ON 17/06/2011 VIDE ITS LETTER DATED 07/06/2011 FOR REVOCATION OF SUSPENSION WHEREIN IT HAS BEEN MENTIONED THAT COMPANY HAS ALSO APPLIED SEPARATELY TO ROC FOR DELETION OF REFERENCE OF SECTION 73(3) OF THE COMPANIES ACT,1956
PENALTY AMOUNT OF RS.4,000.00 PAID BY APPELLANT ON 31/08/2000
|
| 14 |
|
|
DIRECTORS
|
|
|
|
GUJARAT BAUXITE LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.14945
20-JUN-2002
|
|
| 15 |
|
|
DIRECTORS
|
|
|
|
MARDIA CHEMICALS LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.1300
03-JUL-2003
|
|
| 16 |
|
|
DIRECTORS
|
|
|
|
INDO-AMERICAN OPTICS LTD.
|
|
DEFAULTED IN LISTING OF SHARES AND DEBENTURES ON STOCK EXCHANGES (SECTION 73)
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 113 & SECTION 73(2) OF COMPANIES ACT: PENALTY IMPOSED RS.13000
02-AUG-2000
|
|
| 17 |
|
|
DIRECTORS
|
|
|
|
JILICHEM LABORATORIES (INDIA) LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.5040
04-SEP-2003
|
|
| 18 |
|
|
DIRECTORS
|
|
|
|
PRAG BOSIMI SYNTHETICS LTD.,THE
|
|
FAILED TO REPAY EXCESS APPLICATION MONEY (SECTION 73(2A))
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 73(2A) & SECTION 73(2B) & SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.450
09-JUL-2004
|
|
| 19 |
|
|
DIRECTORS
|
|
|
|
EASTERN MINING & ALLIED INDUSTRIES LTD.
|
|
ALLOTED SHARES IN CONTRAVENTION OF THE CONDITIONS PRESCRIBED UNDER SECTION 72
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 72 & SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.5000
09-JUL-2004
|
|
| 20 |
|
|
DIRECTORS
|
|
|
|
PRAG BOSIMI SYNTHETICS LTD.,THE
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: PENALTY IMPOSED RS.2500
09-JUL-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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