| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AHMED NAGAR CLUB LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
NON-FILING OF THE RETURNS OF DIRECTORS, MANAGING DIRECTORS, MANAGERS AND SECRETARIES WITH THE REGISTRAR (SECTION 303(2))
DEFAULTED IN APPOINTMENT OF DIRECTORS AND PROPORTION OF THOSE WHO ARE TO RETIRE BY ROTATION (SECTION 255)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DID NOT CALL AND HOLD ANNUAL GENERAL MEETING IN MANNER PROVIDED UNDER SECTION 166(2)
DID NOT KEEP PROPER REGISTER OF MEMBERS (SECTION 150(1))
DEFAULTED IN KEEPING INDEX OF MEMBERS (SECTION 151)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
BALANCE SHEET AND PROFIT & LOSS ACCOUNT NOT APPROVED BY BOARD OF DIRECTORS AND/OR SIGNED AS PER PROVISION OF THE COMPANIES ACT (SECTION 215)
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
|
PROSECUTION UNDER SECTION 147 & SECTION 162 & SECTION 303(3) & SECTION 168 & SECTION 150(2) & SECTION 151(4) & SECTION 211(8) & SECTION 218 OF COMPANIES ACT: PENALTY IMPOSED RS.184000
18-JUL-2011
|
ALL ACCUSED CONVICTED
|
| 2 |
|
|
BACCHHAT INVESTMENT & FINANCE LTD.
|
|
|
|
PIYUSH GANGA SARAF
|
|
|
SHANKAR LAL BHAGWAT
|
|
|
VIBHA SHREE SARAF
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.24000
22-JUN-2004
|
|
| 3 |
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
|
|
ASHOK KUMAR MUKHERJEE
|
|
|
DAVINDERA KUMAR GOYAL
|
|
|
RAMASWAMY KRISHNAMURTHY
|
|
|
SANJOY KUMAR GOYAL
|
|
|
SARANDHAR NAYAK
|
|
|
USHA GOYAL
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 4 |
|
|
ELGI FINANCE LTD.
|
|
|
|
JAIRAM VARADHARAJ
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 628 OF COMPANIES ACT: COMPANY APPEAL ALLOWED AGAINST THE ORDER OF THE LOWER COURT CRP DISMISSED
03-DEC-2004
|
REPORT BEING SENT TO RD FOR FILING APPEAL
|
| 5 |
|
|
ELGI FINANCE LTD.
|
|
|
|
MANAGING DIRECTOR
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.1000 IN BOTH CASES
25-SEP-2003
|
BOTH THE COMPLAINANT AND ACCUSED FILED APPEAL BEFORE THE DISTRICT JUDGE,COIMBATORE
|
| 6 |
|
|
INDIVAR MERCHANTS PVT.LTD.
|
|
|
|
BIDYADHAR NAYAK
|
|
|
CHITTARANJAN GHOSH
|
|
|
HARI SANKAR CHATTERJEE
|
|
|
INDER KUMAR KAKRA
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
06-MAY-2005
|
|
| 7 |
|
|
PROFITCORE PIPES LTD.
|
|
|
|
S.L.GUPTA
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.2000
05-MAY-2005
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
