| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
BIYANI SECURITIES PVT.LTD.
|
|
|
|
ALOKE BIYANI
|
|
|
GOVIND KANODIA
|
|
|
RADHESHYAM KARNANI
|
|
|
RAVINDRA BIYANI
|
|
DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 629A & SECTION 303(3) & SECTION 211(7) & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.17000
18-JUL-2002
|
|
| 2 |
|
|
BURLINGTON FINANCE LTD.
|
|
|
|
A.K.NAHATA
|
|
|
C.K.GHOSAL
|
|
|
H.M.TATER
|
|
|
K.D.BAHATI
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT FILE CONSENT OF THE CANDIDATE FOR DIRECTORSHIP WITH COMPANY AND CONSENT TO ACT AS DIRECTOR WITH THE REGISTRAR (SECTION 264)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))
DID NOT ATTACH BOARD'S REPORT ALONG WITH BALANCE SHEET OF THE COMPANY (SECTION 217(1))
DID NOT INCLUDE ANY MATERIAL CHANGES OCCURRED DURING FINANCIAL YEAR IN BOARD'S REPORT (SECTION 217(2))
|
PROSECUTION UNDER SECTION 192(5) & SECTION 220(3) READ WITH SECTION 162 & SECTION 629 & SECTION 162 & SECTION 303(3) & SECTION 295(4) & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.18700
01-OCT-2002
|
|
| 3 |
|
|
HERBAL SPECIALITIES LTD.
|
|
|
|
DIRECTOR
|
|
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
|
PROSECUTION UNDER SECTION 303(3) OF COMPANIES ACT: PENALTY IMPOSED RS.1306
01-FEB-2005
|
|
| 4 |
|
|
KUBER MEDIA LTD.
|
|
|
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DEFAULTED IN KEEPING REGISTER OF DIRECTOR'S SHAREHOLDING ETC. (SECTION 307)
DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED IN MAINTAINING REGISTER OF CHARGES COVERING DETAILS OF ALL CHARGES & FLOATING CHARGES ON PROPERTY (SECTION 143(1))
|
PROSECUTION UNDER SECTION 629A & SECTION 193(6) & SECTION 307(8) & SECTION 58A(6) & SECTION 303(3) & SECTION 143(2) OF COMPANIES ACT: PENALTY IMPOSED RS.9000
02-NOV-2004
|
CONVICTED
|
| 5 |
|
|
RHINO PRINTERS LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT FILE CHARGE WITH REGISTRAR WITHIN PRESCRIBED TIME (SECTION 125(1))
DEFAULTED IN FILING RETURNS WITH ROC WITH REGARD TO ALLOTMENTS (SECTION 75)
DEFAULTED IN COMPLYING WITH DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE COMPANY LAW BOARD FOR CALLING OF ANNUAL GENERAL MEETING (SECTION 167)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 142 & SECTION 75(4) & SECTION 168 & SECTION 303(3) & SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.3216
09-JUL-2004
|
|
| 6 |
|
|
RHINO PRINTERS LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT FILE CHARGE WITH REGISTRAR WITHIN PRESCRIBED TIME (SECTION 125(1))
DEFAULTED IN COMPLYING WITH DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE COMPANY LAW BOARD FOR CALLING OF ANNUAL GENERAL MEETING (SECTION 167)
DEFAULTED IN FILING RETURNS WITH ROC WITH REGARD TO ALLOTMENTS (SECTION 75)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 142 & SECTION 168 & SECTION 75(4) & SECTION 303(3) & SECTION 629 OF COMPANIES ACT: PENALTY IMPOSED RS.947
09-JUL-2004
|
|
| 7 |
|
|
ZEN GLOBAL FINANCE LTD.
|
|
|
|
FRANCIS LAYER
|
|
|
JEHANGIE KASHWARAN
|
|
|
PONDY H.JAMSHED
|
|
|
R.SRINIVASAN
|
|
|
SEKASTIN MATHEW
|
|
|
SORABJI MICHOBRAN
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
CLOSURE OF REGISTER OF MEMBERS OR DEBENTUREHOLDERS OTHERWISE THAN IN COMPLIANCE WITH THE PROVISIONS OF (SECTION 154(1)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
NON-INCLUSION OF DIRECTORS’ RESPONSIBILITY STATEMENT IN BOARD’S REPORT (SECTION 217(2AA))
|
PENALTY IMPOSED RS.42250
02-AUG-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
