| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
DELHI GYMKHANA CLUB LTD.
|
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN COMPLYING WITH DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE COMPANY LAW BOARD FOR CALLING OF ANNUAL GENERAL MEETING (SECTION 167)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DID NOT GIVE AT LEAST 21 DAYS NOTICE FOR CALLING THE GENERAL MEETING OF THE COMPANY (SECTION 171)
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
DID NOT GIVE NOTICE OF GENERAL MEETING TO PERSONS ENTITLED TO NOTICE IN SPECIFIED MANNER (SECTION 172)
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DID NOT DISTRIBUTE DIVIDENDS WITHIN 30 DAYS (SECTION 207)
|
PROSECUTION UNDER SECTION 168 & SECTION 210(5) & SECTION 629A & SECTION 209(5) & SECTION 207 OF COMPANIES ACT: COMPOUNDED BY CLB
17-SEP-2001
|
DISMISSED & WITHDRAWAL
|
| 2 |
|
|
HINDUSTAN FINANCIAL MANAGEMENT LTD.
|
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
ISSUED PROSPECTUS CONTAINING UNTRUE STATEMENTS (SECTION 62)
DEFAULTED IN PURCHASE BY COMPANY OF SHARES, ETC., OF OTHER COMPANIES (SECTION 372)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 62 & SECTION 374 & SECTION 301(4) & SECTION 218 & SECTION 193(6) & SECTION 629A OF COMPANIES ACT: 621-A COMPOUNDED BY CLB
08-JUL-2002
|
DISMISSED & WITHDRAWAL
|
| 3 |
|
|
HIVEE RUBBER PRODUCTS PVT.LTD.
|
|
|
|
M.M.ANTO
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.3000
08-SEP-2004
|
-
|
| 4 |
|
|
POWER GRID CORP.OF INDIA LTD.
|
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
08-APR-2004
|
COMPLAINT QUASHED BY HON'BLE CIVIL
|
| 5 |
|
|
PUSHPA PACKAGES LTD.
|
|
|
|
BABULAL S.JAIN
|
|
|
MUKESH B.JAIN
|
|
|
RAJESH V.JAIN
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 6 |
|
|
TERRESTRIAL FINANCE LTD.
|
|
|
|
BRIJESH TRIPATHI
|
|
|
KAMALESH TRIPATHI
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
18-MAR-2002
|
|
| 7 |
|
|
TRIPURA RUBBER FIELD PVT.LTD.
|
|
|
|
DIRECTORS
|
|
ALTERATION IN REGISTERED OFFICE CLAUSE OR OBJECTS CLAUSE OF MEMORANDUM WITHOUT CONFIRMATION OF COMPANY LAW BOARD (SECTION 17)
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.582
13-JUL-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
