SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

JET AIRWAYS (INDIA) LTD.

VINOD CHANDIOK

NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)

PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED

04-FEB-2005

DISMISSED AS WITHDRAWN IN VIEW OF DEPART/MINISTRY ORDER LETTER DATED 27.01.05

KRISHNA SECURITIES LTD.

G.D.MAHESHWARI

K.B.AGARWAL

MANISH MUDGAL

MUKUL AGARWAL

POONAM JAIN

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT DISCLOSE INTEREST IN ANY CONTRACT BY THE DIRECTOR (SECTION 299)

DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)

DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)

PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))

PROSECUTION UNDER SECTION 211(7) & SECTION 299(4) & SECTION 301(4) & SECTION 383A(1A) & SECTION 146(4) & SECTION 147 & SECTION 233 & SECTION 629A & SECTION 295(4) OF COMPANIES ACT: PENALTY IMPOSED RS.24600

02-MAY-2002

LESHA STEELS LTD.

DIRECTOR

NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)

PROSECUTION UNDER SECTION 233 OF COMPANIES ACT: PENALTY IMPOSED RS.3000

06-FEB-2006

PROFITCORE PIPES LTD.

S.L.GUPTA

NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)

PROSECUTION UNDER SECTION 232 OF COMPANIES ACT: PENALTY IMPOSED RS.1000

30-MAR-2005

SHIVAM APPERALS EXPORT LTD.

DIRECTOR

NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)