SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DID NOT INCLUDE PARTICULARS OF EMPLOYEES IN BOARD'S REPORT (SECTION 217(2A))

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

CONTINENTAL CONSTRUCTION LTD.

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT INCLUDE PARTICULARS OF EMPLOYEES IN BOARD'S REPORT (SECTION 217(2A))

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 211(7) & SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED

27-AUG-2004

DISMISSED AS COMPOUNDED U/S 621A(4)(D)

DOLAT CAPITAL MARKET PVT.LTD.

PANKAJ D.SHAH

DID NOT INCLUDE PARTICULARS OF EMPLOYEES IN BOARD'S REPORT (SECTION 217(2A))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED

19-AUG-2004

COMPOUNDED

NEPC INDIA LTD.

RATTANKUMAR

DID NOT INCLUDE PARTICULARS OF EMPLOYEES IN BOARD'S REPORT (SECTION 217(2A))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000

28-JUL-2005

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.