| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ASHOK KUMAR MUKHERJEE
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 2 |
|
|
BIDYADHAR NAYAK
|
|
|
|
INDIVAR MERCHANTS PVT.LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
06-MAY-2005
|
|
| 3 |
|
|
CHITTARANJAN GHOSH
|
|
|
|
INDIVAR MERCHANTS PVT.LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
06-MAY-2005
|
|
| 4 |
|
|
DAVINDERA KUMAR GOYAL
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 5 |
|
|
DILIP DESAI
|
|
|
|
BLOSSOM INDUSTRIES LTD.
|
|
FRAUDULENTLY INDUCED PERSONS TO INVEST MONEY (SECTION 68)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: CASE HAS NOT YET BEEN DECIDED
17-JUN-2004
|
|
| 6 |
|
|
HARI SANKAR CHATTERJEE
|
|
|
|
INDIVAR MERCHANTS PVT.LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
06-MAY-2005
|
|
| 7 |
|
|
INDER KUMAR KAKRA
|
|
|
|
INDIVAR MERCHANTS PVT.LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
06-MAY-2005
|
|
| 8 |
|
|
JAIRAM VARADHARAJ
|
|
|
|
ELGI FINANCE LTD.
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 628 OF COMPANIES ACT: COMPANY APPEAL ALLOWED AGAINST THE ORDER OF THE LOWER COURT CRP DISMISSED
03-DEC-2004
|
REPORT BEING SENT TO RD FOR FILING APPEAL
|
| 9 |
|
|
MAHENDRA V.SHET
|
|
|
|
BLOSSOM INDUSTRIES LTD.
|
|
FRAUDULENTLY INDUCED PERSONS TO INVEST MONEY (SECTION 68)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: CASE HAS NOT YET BEEN DECIDED
17-JUN-2004
|
|
| 10 |
|
|
MANAGING DIRECTOR
|
|
|
|
ELGI FINANCE LTD.
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.1000 IN BOTH CASES
25-SEP-2003
|
|
| 11 |
|
|
MEENAXI PANCHAL
|
|
|
|
BLOSSOM INDUSTRIES LTD.
|
|
FRAUDULENTLY INDUCED PERSONS TO INVEST MONEY (SECTION 68)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: CASE HAS NOT YET BEEN DECIDED
17-JUN-2004
|
|
| 12 |
|
|
PIYUSH GANGA SARAF
|
|
|
|
BACCHHAT INVESTMENT & FINANCE LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.24000
22-JUN-2004
|
|
| 13 |
|
|
RAMASWAMY KRISHNAMURTHY
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 14 |
|
|
S.H.DAMANI
|
|
|
|
BLOSSOM INDUSTRIES LTD.
|
|
FRAUDULENTLY INDUCED PERSONS TO INVEST MONEY (SECTION 68)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: CASE HAS NOT YET BEEN DECIDED
17-JUN-2004
|
|
| 15 |
|
|
S.L.GUPTA
|
|
|
|
PROFITCORE PIPES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.2000
05-MAY-2005
|
-
|
| 16 |
|
|
SANJOY KUMAR GOYAL
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 17 |
|
|
SARANDHAR NAYAK
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 18 |
|
|
SHANKAR LAL BHAGWAT
|
|
|
|
BACCHHAT INVESTMENT & FINANCE LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.24000
22-JUN-2004
|
|
| 19 |
|
|
SURESH A.SHROFF
|
|
|
|
BLOSSOM INDUSTRIES LTD.
|
|
FRAUDULENTLY INDUCED PERSONS TO INVEST MONEY (SECTION 68)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: CASE HAS NOT YET BEEN DECIDED
17-JUN-2004
|
THE MATTER HAS BEEN FIXED BEFORE THE HON'BLE CHIEF JUDICIAL MAGISTRATE COURT AT DAMAN FOR APPEARANCE OF THE ACCUSED. THE REPORT FOR SERVICE OF SUMMONS OF SOME OF THE ACCUSED HAVE NOT BEEN RECEIVED BY THE HON'BLE COURT FROM THE COMMISSIONER OF POLICE, MUMBAI. APPLICATION FOR FURNISHING THE FRESH ADDRESS OF THE ACCUSED SHRI MAHENDRA V. SHET AND MRS. MEENAXI PANCHAL HAS BEEN FURNISHED TO THE COURT. THE HON'BLE COURT HANDED OVER THE SUMMONS TO THE COMPANY PROSECUTOR DURING THE COURSE OF HEARING ON 26/03/2004 WITH THE DIRECTION TO SEND THE SAME TO THE COMMISSIONER OF POLICE, MUMBAI FOR THE SERVICE ON THE ACCUSED AND ALSO DIRECTED TO REPORT TO HON'BLE COURT ON THE NEXT DATE OF HEARING OF COURT. THE SUMMONS RECEIVED FROM THE HON'BLE COURT HAS BEEN SENT TO THE COMMISSIONER OF POLICE, MUMBAI ON 02/04/2004
|
| 20 |
|
|
USHA GOYAL
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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