| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ASHOK KUMAR MUKHERJEE
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 2 |
|
|
BIDYADHAR NAYAK
|
|
|
|
INDIVAR MERCHANTS PVT.LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
06-MAY-2005
|
|
| 3 |
|
|
CHITTARANJAN GHOSH
|
|
|
|
INDIVAR MERCHANTS PVT.LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
06-MAY-2005
|
|
| 4 |
|
|
DAVINDERA KUMAR GOYAL
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 5 |
|
|
DIRECTORS
|
|
|
|
AHMED NAGAR CLUB LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
NON-FILING OF THE RETURNS OF DIRECTORS, MANAGING DIRECTORS, MANAGERS AND SECRETARIES WITH THE REGISTRAR (SECTION 303(2))
DEFAULTED IN APPOINTMENT OF DIRECTORS AND PROPORTION OF THOSE WHO ARE TO RETIRE BY ROTATION (SECTION 255)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DID NOT CALL AND HOLD ANNUAL GENERAL MEETING IN MANNER PROVIDED UNDER SECTION 166(2)
DID NOT KEEP PROPER REGISTER OF MEMBERS (SECTION 150(1))
DEFAULTED IN KEEPING INDEX OF MEMBERS (SECTION 151)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
BALANCE SHEET AND PROFIT & LOSS ACCOUNT NOT APPROVED BY BOARD OF DIRECTORS AND/OR SIGNED AS PER PROVISION OF THE COMPANIES ACT (SECTION 215)
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
|
PROSECUTION UNDER SECTION 147 & SECTION 162 & SECTION 303(3) & SECTION 168 & SECTION 150(2) & SECTION 151(4) & SECTION 211(8) & SECTION 218 OF COMPANIES ACT: PENALTY IMPOSED RS.184000
18-JUL-2011
|
ALL ACCUSED CONVICTED
|
| 6 |
|
|
HARI SANKAR CHATTERJEE
|
|
|
|
INDIVAR MERCHANTS PVT.LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
06-MAY-2005
|
|
| 7 |
|
|
INDER KUMAR KAKRA
|
|
|
|
INDIVAR MERCHANTS PVT.LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
06-MAY-2005
|
|
| 8 |
|
|
JAIRAM VARADHARAJ
|
|
|
|
ELGI FINANCE LTD.
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 628 OF COMPANIES ACT: COMPANY APPEAL ALLOWED AGAINST THE ORDER OF THE LOWER COURT CRP DISMISSED
03-DEC-2004
|
REPORT BEING SENT TO RD FOR FILING APPEAL
|
| 9 |
|
|
MANAGING DIRECTOR
|
|
|
|
ELGI FINANCE LTD.
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.1000 IN BOTH CASES
25-SEP-2003
|
|
| 10 |
|
|
PIYUSH GANGA SARAF
|
|
|
|
BACCHHAT INVESTMENT & FINANCE LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.24000
22-JUN-2004
|
|
| 11 |
|
|
RAMASWAMY KRISHNAMURTHY
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 12 |
|
|
S.L.GUPTA
|
|
|
|
PROFITCORE PIPES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.2000
05-MAY-2005
|
-
|
| 13 |
|
|
SANJOY KUMAR GOYAL
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 14 |
|
|
SARANDHAR NAYAK
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 15 |
|
|
SHANKAR LAL BHAGWAT
|
|
|
|
BACCHHAT INVESTMENT & FINANCE LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.24000
22-JUN-2004
|
|
| 16 |
|
|
USHA GOYAL
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
08-FEB-2005
|
|
| 17 |
|
|
VIBHA SHREE SARAF
|
|
|
|
BACCHHAT INVESTMENT & FINANCE LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.24000
22-JUN-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
