| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AHMED NAGAR CLUB LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
NON-FILING OF THE RETURNS OF DIRECTORS, MANAGING DIRECTORS, MANAGERS AND SECRETARIES WITH THE REGISTRAR (SECTION 303(2))
DEFAULTED IN APPOINTMENT OF DIRECTORS AND PROPORTION OF THOSE WHO ARE TO RETIRE BY ROTATION (SECTION 255)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DID NOT CALL AND HOLD ANNUAL GENERAL MEETING IN MANNER PROVIDED UNDER SECTION 166(2)
DID NOT KEEP PROPER REGISTER OF MEMBERS (SECTION 150(1))
DEFAULTED IN KEEPING INDEX OF MEMBERS (SECTION 151)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
BALANCE SHEET AND PROFIT & LOSS ACCOUNT NOT APPROVED BY BOARD OF DIRECTORS AND/OR SIGNED AS PER PROVISION OF THE COMPANIES ACT (SECTION 215)
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
|
PROSECUTION UNDER SECTION 147 & SECTION 162 & SECTION 303(3) & SECTION 168 & SECTION 150(2) & SECTION 151(4) & SECTION 211(8) & SECTION 218 OF COMPANIES ACT: PENALTY IMPOSED RS.184000
18-JUL-2011
|
ALL ACCUSED CONVICTED
|
| 2 |
|
|
ARIHANT EXIM SCRIP PVT.LTD.
|
|
|
|
BASUDEO SINGHANIA
|
|
|
SANJAY KUMAR JAIN
|
|
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 383A(1A) & SECTION 193(6) OF COMPANIES ACT: PENALTY IMPOSED RS.750
08-MAY-2003
|
|
| 3 |
|
|
BAFNA SPINNING MILLS & EXPORTS LTD.
|
|
|
|
SIDDHRAJ BAFNA
|
|
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 193(6) OF COMPANIES ACT: PENALTY IMPOSED RS.500
26-SEP-2012
|
-
|
| 4 |
|
|
CLASSIC INDIA PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 193(6) OF COMPANIES ACT: PENALTY IMPOSED RS.608
09-JUL-2004
|
|
| 5 |
|
|
CLASSIC SHARE & STOCK BROKING SERVICES LTD.
|
|
|
|
B.R.CHATTERJEE
|
|
|
GIRISH NADKAMI
|
|
|
KARTIK KIRTIKUMAR PAREKH
|
|
|
KAUSHIK CHHOTALAL SHAH
|
|
|
MUKESH JOSHI
|
|
|
VIJAY PANDYA
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
REGISTRATION OF TRANSFER OF SHARES ETC. IN CONTRAVENTION OF PROVISIONS OF COMPANIES ACT (SECTION 108)
DID NOT TO PASS RESOLUTION IN AN ADJOURNED MEETING (SECTION 191)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 193(6) & SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.780
20-JUL-2004
|
|
| 6 |
|
|
GREAT WESTERN FINANCE & LEASING LTD.
|
|
|
|
FEROZA PANDEY
|
|
|
JAMSHEED M.PANDEY
|
|
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 193(6) OF COMPANIES ACT: PENALTY IMPOSED RS.200 EACH
16-JUL-2004
|
-
|
| 7 |
|
|
HELIOCON AGROCHEMICALS LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 146(4) & SECTION 193(6) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.30000
13-DEC-2007
|
ACCUSED DIRECTORS CONVICTED
|
| 8 |
|
|
HINDUSTAN FINANCIAL MANAGEMENT LTD.
|
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
ISSUED PROSPECTUS CONTAINING UNTRUE STATEMENTS (SECTION 62)
DEFAULTED IN PURCHASE BY COMPANY OF SHARES, ETC., OF OTHER COMPANIES (SECTION 372)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 62 & SECTION 374 & SECTION 301(4) & SECTION 218 & SECTION 193(6) & SECTION 629A OF COMPANIES ACT: 621-A COMPOUNDED BY CLB
08-JUL-2002
|
DISMISSED & WITHDRAWAL
|
| 9 |
|
|
ITW DELFAST INDIA PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 146(4) & SECTION 193(6) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.6000
02-JAN-2008
|
ACCUSED DIRECTORS DISCHARGE AS PER HC AMALGAMATION ORDER
|
| 10 |
|
|
KALPAKA TEAK PLANTATION LTD.
|
|
|
|
B.NARAYANAN
|
|
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 193(6) OF COMPANIES ACT: PENALTY IMPOSED RS.1000
29-JAN-2010
|
-
|
| 11 |
|
|
KUBER MEDIA LTD.
|
|
|
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DEFAULTED IN KEEPING REGISTER OF DIRECTOR'S SHAREHOLDING ETC. (SECTION 307)
DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED IN MAINTAINING REGISTER OF CHARGES COVERING DETAILS OF ALL CHARGES & FLOATING CHARGES ON PROPERTY (SECTION 143(1))
|
PROSECUTION UNDER SECTION 629A & SECTION 193(6) & SECTION 307(8) & SECTION 58A(6) & SECTION 303(3) & SECTION 143(2) OF COMPANIES ACT: PENALTY IMPOSED RS.9000
02-NOV-2004
|
CONVICTED
|
| 12 |
|
|
NAVIN INDUSTRIES & MERCANTILE CORP.PVT.LTD.
|
|
|
|
AMALENDU A.DUTTA
|
|
|
BAPULAL HARILAL
|
|
|
MADHAV GURUVA ANCHAN
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 629A & SECTION 193(6) OF COMPANIES ACT: PENALTY IMPOSED RS.1200
29-JUL-2003
|
|
| 13 |
|
|
PADMINI POLYMERS LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 193(6) OF COMPANIES ACT: FINE UPTO RS. 500 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT
30-AUG-2000
|
DISMISSED AS WITHDRAWN
|
| 14 |
|
|
PASHUPATI NEWTECH PVT.LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 193(6) OF COMPANIES ACT: FINE UPTO RS. 500 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT
21-SEP-2000
|
WITHDRAWN U/S 621A AS COMPOUNDED BY CLB
|
| 15 |
|
|
PRAKASH JUTE INDUSTRIES PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 193(6) & SECTION 196(3) OF COMPANIES ACT: PENALTY IMPOSED RS.200
09-JUL-2004
|
|
| 16 |
|
|
RELIABLE CAPITAL LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
|
PROSECUTION UNDER SECTION 193(6) & SECTION 301(4) OF COMPANIES ACT: IMPOSED PENALTY RS.2700
05-OCT-2007
|
CONVICTED
|
| 17 |
|
|
RELIABLE FINSTOCK SERVICES LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DEFAULTED IN KEEPING INDEX OF MEMBERS (SECTION 151)
|
PROSECUTION UNDER SECTION 193(6) & SECTION 151(4) OF COMPANIES ACT: IMPOSED PENALTY RS.400
05-OCT-2007
|
CONVICTED
|
| 18 |
|
|
STONE INDIA LTD.
|
|
|
|
AMIYANATH ROY
|
|
|
J.BISWAS
|
|
DID NOT KEEP PROPER REGISTER OF MEMBERS (SECTION 150(1))
DELIVERED DEBENTURE/CERTIFICATE OF DEBENTURE STOCK WITHOUT ENDORSEMENT OF CERTIFICATES OF REGISTRATION (SECTION 133)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
REGISTRATION OF TRANSFER OF SHARES ETC. IN CONTRAVENTION OF PROVISIONS OF COMPANIES ACT (SECTION 108)
|
PROSECUTION UNDER SECTION 150(2) & SECTION 133(2) & SECTION 193(6) & SECTION 301(4) & SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
09-AUG-2004
|
|
| 19 |
|
|
TRIPOLI CONSULTANCY SERVICES PVT.LTD.
|
|
|
|
BHAGWATI PRASAD SINGHANIA
|
|
|
D.KANODIA
|
|
|
M.CHOWDHURY
|
|
|
R.K.CHOWDHURY
|
|
|
R.K.MONDAL
|
|
|
S.GUPTA
|
|
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 193(6) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.1050
05-MAR-2003
|
|
| 20 |
|
|
UT LTD.
|
|
|
|
BASUDEO KATARUKA
|
|
|
CHANDRA KESHAV
|
|
|
MAHENDRA KUMAR JHAWAR
|
|
|
MANGALORE PALU
|
|
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 193(6) OF COMPANIES ACT: NO PENALTY IMPOSED
05-MAR-2002
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
