| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ABEE INFO-CONSUMABLES LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 147 & SECTION 629A & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.102000
04-MAR-2012
|
ALL ACCUSED CONVICTED
|
| 2 |
|
|
ARENA TEXTILES & INDUSTRIES LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.2525
09-JUL-2004
|
|
| 3 |
|
|
BHASKAR CHEMICALS & INDUSTRIES LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.214
09-JUL-2004
|
|
| 4 |
|
|
BIYANI SECURITIES PVT.LTD.
|
|
|
|
ALOKE BIYANI
|
|
|
GOVIND KANODIA
|
|
|
RADHESHYAM KARNANI
|
|
|
RAVINDRA BIYANI
|
|
DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 629A & SECTION 303(3) & SECTION 211(7) & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.17000
18-JUL-2002
|
|
| 5 |
|
|
CLASSIC INDIA PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 147 OF COMPANIES ACT: PENALTY IMPOSED RS.608
09-JUL-2004
|
|
| 6 |
|
|
COMET GLASS LTD.
|
|
|
|
PARDEEP KUMAR AGARWAL
|
|
|
PRAMOD KUMAR AGARWAL
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 147 OF COMPANIES ACT: COMPOUNDED BY CLB
14-FEB-2003
|
COMPOUNDED BY CLB
|
| 7 |
|
|
DHANASTRA INVESTMENTS LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ADHERE TO PROVISIONS SECTION 209(5)
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
|
PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) & SECTION 209A(8) & SECTION 629A & SECTION 210(5) & SECTION 383A(1A) & SECTION 147(2) & SECTION 146(4) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED
18-SEP-2012
|
COURT DISPOSED OFF THE MATTER
|
| 8 |
|
|
GATE CITY SOFTWARE SOLUTIONS PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
IMPROPER AUTHENTICATION OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 215 (1))
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT MAINTAIN REQUISITE QUORUM IN MEETING OF BOARD OF DIRECTORS (SECTION 287)
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
SUBSCRIBERS TO MEMORANDUM DID NOT PAY CONSIDERATION FOR SHARES SUBSCRIBED BY THEM (SECTION 36)
CONVENED AGM WITHOUT PROPER QUORUM (SECTION 174)
APPOINTED CHAIRMAN AT SHAREHOLDERS MEETINGS IN CONTRAVENTION OF SECTION 175
|
PROSECUTION UNDER SECTION 147(2) & SECTION 218 & SECTION 629A & SECTION 162 & SECTION 301(4) OF COMPANIES ACT: PENALTY IMPOSED RS.10000
06-NOV-2008
|
ACCUSED DIRECTORS CONVICTED
|
| 9 |
|
|
GREAT WESTERN FINANCE & LEASING LTD.
|
|
|
|
FEROZA PANDEY
|
|
|
JAMSHEED M.PANDEY
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH
16-JUL-2004
|
-
|
| 10 |
|
|
HINDUSTAN TECHNOCRAFT LTD.
|
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 147 OF COMPANIES ACT: PENALTY IMPOSED RS.2500
18-MAR-2002
|
CONVICTED
|
| 11 |
|
|
IMPERIAL MARTOR ENGINE TUBES PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.3000
13-DEC-2014
|
CONVICTED
|
| 12 |
|
|
JALAN INTERNATIONAL PVT.LTD.
|
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 147 OF COMPANIES ACT: PENALTY IMPOSED RS.7500
04-FEB-2002
|
CONVICTED
|
| 13 |
|
|
KHEMANI SECURITIES PVT.LTD.
|
|
|
|
SANJAY KHEMANI
|
|
|
SITARAM KHEMANI
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 209(5) & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.5750
02-JUL-2002
|
|
| 14 |
|
|
KRISHNA SECURITIES LTD.
|
|
|
|
G.D.MAHESHWARI
|
|
|
K.B.AGARWAL
|
|
|
MANISH MUDGAL
|
|
|
MUKUL AGARWAL
|
|
|
POONAM JAIN
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DID NOT DISCLOSE INTEREST IN ANY CONTRACT BY THE DIRECTOR (SECTION 299)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))
|
PROSECUTION UNDER SECTION 211(7) & SECTION 299(4) & SECTION 301(4) & SECTION 383A(1A) & SECTION 146(4) & SECTION 147 & SECTION 233 & SECTION 629A & SECTION 295(4) OF COMPANIES ACT: PENALTY IMPOSED RS.24600
02-MAY-2002
|
-
|
| 15 |
|
|
LAFFANS PETROCHEMICALS LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 147 OF COMPANIES ACT: PENALTY IMPOSED RS.2800
08-FEB-2007
|
-
|
| 16 |
|
|
MEGATOP EXPORT LTD.
|
|
|
|
ANIL KUMAR SHUKLA
|
|
|
KAMAL SINGH NAHATA
|
|
|
NAVIN KUMAR JAIN
|
|
|
SANJAY GUPTA
|
|
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.10600
07-AUG-2004
|
|
| 17 |
|
|
PADMINI POLYMERS LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS APPLICABLE TO PROVIDENT FUND OF EMPLOYEES (SECTION 418)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)
DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
|
PROSECUTION UNDER SECTION 420 & SECTION 147 & SECTION 58A(6) & SECTION 209(5) & SECTION 211(7) & SECTION 301(4) & SECTION 383A(1A) OF COMPANIES ACT: NO PENALTY IMPOSED
04-JUN-2004
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 18 |
|
|
PALMGROVE EXPORTS PVT.LTD.
|
|
|
|
JAMELLA
|
|
|
MD.AHSHLAM
|
|
|
S.M.SAMSUNNIE
|
|
|
SUBAIDA FAROOK
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 162 & SECTION 220(3) & SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.24000
01-SEP-2004
|
|
| 19 |
|
|
PATHEJA CONSTRUCTIONS LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT CO-OPERATE WITH THE PERSON MAKING INSPECTION OF BOOKS OF ACCOUNTS AND OTHER DOCUMENTS OF COMPANY (SECTION 209A(5))
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DID NOT PROVIDE DESIRABLE ASSISTANCE TO INSPECTING AUTHORITY (SECTION 209A(3))
|
PROSECUTION UNDER SECTION 147 & SECTION 209A(8) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED
18-SEP-2012
|
COURT DISPOSED OFF THE MATTER
|
| 20 |
|
|
PATHEJA INVESTMENTS LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DEFAULTED IN GIVING DETAILS IN NOTES OR DOCUMENTS ANNEXED TO BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211(6))
DID NOT TAKE REASONABLE STEPS RELATING TO BOARD'S REPORT (SECTION 217(5))
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 211(8) & SECTION 217(5) & SECTION 147(2) & SECTION 217(6) & SECTION 205A(8) & SECTION 209A(8) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED
18-SEP-2012
|
COURT DISPOSED OFF THE MATTER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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