SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.10,000 OR BOTH

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

ADLABS FILMS LTD.

MANMOHAN R.SHETTY

POOJA M.SHETTY

VASANJI A.MAMANIA

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

21-JUN-2006

COMPOUNDED

AUROMA COKE LTD.

P.TULSIYAN

S.K.CHAPALIKA

VIMAL KUMAR TULSYAN

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1800

21-MAR-2003

AUTO LAMPS LTD.

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

DID NOT ADHERE TO PROVISIONS APPLICABLE TO PROVIDENT FUND OF EMPLOYEES (SECTION 418)

PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) & SECTION 217(5) & SECTION 420 OF COMPANIES ACT: NO PENALTY IMPOSED

28-FEB-2005

PROCEEDING ABETTED AQUIT ACCUSED ATUL KISHAN GUPTA AS DEAD

BESPOKE FINVEST LTD.

A.M.KUMBHAT

HANUMANT M.SINGH

RAVI SUNDERARAJAN

T.N.BALASUBRAMANIAN

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

04-NOV-2004

COMPOUNDED

BHARAT ALUMINIUM CO.LTD.

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

16-JUL-2004

DISMISSED AS COMPOUNDED U/S 621A(4)(D)

BINDAL ALLOYS PVT.LTD.

RAKESH BINDAL

DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

PROSECUTION UNDER SECTION 211(7) & SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

27-JAN-2005

DISMISSED AS COMPOUNDED U/S 621A(4)(D)

BTW INDUSTRIES LTD.

A.S.GUPTA

B.N.REPORTER

C.P.BHALOTIA

G.D.BHALOTIA

G.D.GUPTA

G.L.BANSAL

DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 113 & SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.2000

16-SEP-2002

CALCULUS SOFT-TEL PVT.LTD.

DIRECTORS

DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)

DID NOT ADHERE TO PROVISIONS SECTION 209(5)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

PROSECUTION UNDER SECTION 209A(8) & SECTION 209(5) & SECTION 210(5) OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012

COURT DISPOSED OFF THE MATTER

CHANDRA PRABHU INTERNATIONAL LTD.

GAJRAJ JAIN

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED

07-APR-2005

DISMISSED AS COMPOUNDED U/S 621A(4) (D)

CLASSIC CREDIT LTD.

KARTIK KIRTIKUMAR PAREKH

KETAN VINAYCHANDRA PAREKH

KIRTIKUMAR NARBHERAM PAREKH

DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 629A & SECTION 217(5) & SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.6800

20-APR-2005

CYNOSURE INVESTMENTS PVT.LTD.

DIRECTORS

DEFAULTED IN GIVING DETAILS IN NOTES OR DOCUMENTS ANNEXED TO BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211(6))

DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)

DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 211(8) & SECTION 209(5) & SECTION 146(4) & SECTION 210(5) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012

COURT DISPOSED OFF THE MATTER

D C M LTD.

VINAY BHARAT RAM

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

PROSECUTION UNDER SECTION 629A & SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

01-FEB-2005

DISMISSED COMPLAINT BY APPELLATE

DELHI GYMKHANA CLUB LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN COMPLYING WITH DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE COMPANY LAW BOARD FOR CALLING OF ANNUAL GENERAL MEETING (SECTION 167)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

DID NOT GIVE AT LEAST 21 DAYS NOTICE FOR CALLING THE GENERAL MEETING OF THE COMPANY (SECTION 171)

EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)

DID NOT GIVE NOTICE OF GENERAL MEETING TO PERSONS ENTITLED TO NOTICE IN SPECIFIED MANNER (SECTION 172)

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

DID NOT DISTRIBUTE DIVIDENDS WITHIN 30 DAYS (SECTION 207)

PROSECUTION UNDER SECTION 168 & SECTION 210(5) & SECTION 629A & SECTION 209(5) & SECTION 207 OF COMPANIES ACT: COMPOUNDED BY CLB

17-SEP-2001

DISMISSED & WITHDRAWAL

DHANASTRA INVESTMENTS LTD.

DIRECTORS

DID NOT ADHERE TO PROVISIONS SECTION 209(5)

DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)

PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) & SECTION 209A(8) & SECTION 629A & SECTION 210(5) & SECTION 383A(1A) & SECTION 147(2) & SECTION 146(4) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012

COURT DISPOSED OFF THE MATTER

DHEERAJ CONSTRUCTION & INDUSTRIES LTD.

DAVINDERA KUMAR GOYAL

KRISHNAMURTHY RAMASWAMY

SANJOY KUMAR GOYAL

USHA GOYAL

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.10, 000 OR BOTH

PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: FINE OF UPTO RS.500 ON THE COMPANY AND EVERY CONCERNED PERSON FOR EVERY DAY FOR WHICH THE DEFAULT CONTINUES

02-JUN-2004

DOLAT CAPITAL MARKET PVT.LTD.

PANKAJ D.SHAH

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

19-AUG-2004

COMPOUNDED

ELEKTRIM INDIA LTD.

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

30-MAR-2005

DISMISSED AS COMPOUNDED U/S 621A(4)(D)

GANAPATI COMMERCE LTD.

B.K.KARNAWAT

N.K.AGARWAL

O.P.KEDIA

OM PRAKASH AGARWAL

S.C.GIROTRA

DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)

NUMBER OF DIRECTORS BELOW MINIMUM NUMBER SPECIFIED (SECTION 252)

DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 209(5) & SECTION 629A & SECTION 383A(1A) & SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED

25-APR-2004

GLOBAL FINANCE CORP.LTD.

BIMAL KUMAR BHANSALI

RAJENDRA KUMAR JAIN

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.300

09-JUL-2004

GREAT ACHIEVERS TRADING PVT.LTD.

CHAKOR L.DESAI

MAITRAYA V.DOSHI

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

08-JUL-2004

COMPOUNDED