| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ABN GRANITES LTD.
|
|
|
|
K.S.NAIDU
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 16-JUL-2003 (ST.756/2002)
16-JUL-2003
|
|
| 2 |
|
|
AKSHAY PUBLISHERS PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: NO PENALTY IMPOSED
18-SEP-2012
|
COURT DISPOSED OFF THE MATTER
|
| 3 |
|
|
CALCULUS SOFT-TEL PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
DID NOT ADHERE TO PROVISIONS SECTION 209(5)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 209A(8) & SECTION 209(5) & SECTION 210(5) OF COMPANIES ACT: NO PENALTY IMPOSED
18-SEP-2012
|
COURT DISPOSED OFF THE MATTER
|
| 4 |
|
|
CUPID VINIMOY PVT.LTD.
|
|
|
|
ARUN GARODIA
|
|
|
CHITTARANJAN GHOSH
|
|
|
INDER KUMAR KAKRA
|
|
|
PANKAJ KUMAR DEY
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.20000
18-MAY-2005
|
|
| 5 |
|
|
DHANASTRA INVESTMENTS LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ADHERE TO PROVISIONS SECTION 209(5)
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
|
PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) & SECTION 209A(8) & SECTION 629A & SECTION 210(5) & SECTION 383A(1A) & SECTION 147(2) & SECTION 146(4) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED
18-SEP-2012
|
COURT DISPOSED OFF THE MATTER
|
| 6 |
|
|
DHANLAXMI LEASE FINANCE LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.4000
18-JUN-2001
|
|
| 7 |
|
|
EPOACE FINANCE PVT.LTD.
|
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
|
PROSECUTION UNDER SECTION 209A(8) & SECTION 146(4) OF COMPANIES ACT: NO PENALTY IMPOSED
27-APR-2005
|
EVIDENCE RECORDED ACCUSED P.O.
|
| 8 |
|
|
JVG AGRO TECH LTD.
|
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.20000
16-MAY-2000
|
CONVICTED
|
| 9 |
|
|
KERALA AYURVEDA PHARMACY LTD.
|
|
|
|
K.ANILKUMAR
|
|
|
K.RAGHUNANDANAN
|
|
|
S.K.ARUNKUMAR
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 13-NOV-2002 (ST.875/2001)
13-NOV-2002
|
OFFENCE COMPOUNDED
|
| 10 |
|
|
KHAITAN OVERSEAS & FINANCE LTD.
|
|
|
|
D.N.GUPTA
|
|
|
PESI M.NAVIELAVELA
|
|
|
PRADEEP BOILTY
|
|
|
TAPAN KUMAR RAY
|
|
IMPROPER AUTHENTICATION OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 215 (1))
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
CLOSURE OF REGISTER OF MEMBERS OR DEBENTUREHOLDERS OTHERWISE THAN IN COMPLIANCE WITH THE PROVISIONS OF (SECTION 154(1)
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: FINE OF UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE OF UPTO RS. 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 218 OF COMPANIES ACT: FINE UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT
PROSECUTION UNDER SECTION 154(2) OF COMPANIES ACT: FINE UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.20, 000 OR BOTH
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000
03-JUN-2004
|
-
|
| 11 |
|
|
KRISHI EXPORT COMMERCIAL CORP.LTD.
|
|
|
|
K.K.VESINGH
|
|
|
KAMLESH KUMAR GUPTA
|
|
|
SUNITA SINGH
|
|
|
TARA DEVI
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.5000
06-MAR-2000
|
-
|
| 12 |
|
|
KUTTANAD RUBBER CO.LTD.
|
|
|
|
K.J.THOMAS KELACHANDRA
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 01-APR-2003 (ST.1/2002)
01-APR-2003
|
|
| 13 |
|
|
NUCLEUS SOFT-TEL PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT CO-OPERATE WITH THE PERSON MAKING INSPECTION OF BOOKS OF ACCOUNTS AND OTHER DOCUMENTS OF COMPANY (SECTION 209A(5))
|
PROSECUTION UNDER SECTION 209A(8) & SECTION 209(5) & SECTION 210(5) & SECTION 147(2) OF COMPANIES ACT: NO PENALTY IMPOSED
18-SEP-2012
|
COURT DISPOSED OFF THE MATTER
|
| 14 |
|
|
PALMGROVE EXPORTS PVT.LTD.
|
|
|
|
JAMELLA
|
|
|
MD.AHSHLAM
|
|
|
S.M.SAMSUNNIE
|
|
|
SUBAIDA FAROOK
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 162 & SECTION 220(3) & SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.24000
01-SEP-2004
|
|
| 15 |
|
|
PATHEJA CONSTRUCTIONS LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT CO-OPERATE WITH THE PERSON MAKING INSPECTION OF BOOKS OF ACCOUNTS AND OTHER DOCUMENTS OF COMPANY (SECTION 209A(5))
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DID NOT PROVIDE DESIRABLE ASSISTANCE TO INSPECTING AUTHORITY (SECTION 209A(3))
|
PROSECUTION UNDER SECTION 147 & SECTION 209A(8) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED
18-SEP-2012
|
COURT DISPOSED OFF THE MATTER
|
| 16 |
|
|
PATHEJA ENGINEERING LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT CO-OPERATE WITH THE PERSON MAKING INSPECTION OF BOOKS OF ACCOUNTS AND OTHER DOCUMENTS OF COMPANY (SECTION 209A(5))
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 146(4) & SECTION 58A & SECTION 209A(8) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED
18-SEP-2012
|
COURT DISPOSED OFF THE MATTER
|
| 17 |
|
|
PATHEJA INVESTMENTS LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DEFAULTED IN GIVING DETAILS IN NOTES OR DOCUMENTS ANNEXED TO BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211(6))
DID NOT TAKE REASONABLE STEPS RELATING TO BOARD'S REPORT (SECTION 217(5))
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 211(8) & SECTION 217(5) & SECTION 147(2) & SECTION 217(6) & SECTION 205A(8) & SECTION 209A(8) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED
18-SEP-2012
|
COURT DISPOSED OFF THE MATTER
|
| 18 |
|
|
PATHEJA PETROLEUM REFINERY LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ADHERE TO PROVISIONS SECTION 209(5)
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209(5) & SECTION 146(4) & SECTION 147(2) & SECTION 209A(8) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED
18-SEP-2012
|
COURT DISPOSED OFF THE MATTER
|
| 19 |
|
|
PROFITCORE PIPES LTD.
|
|
|
|
S.L.GUPTA
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
DID NOT PROVIDE DESIRABLE ASSISTANCE TO INSPECTING AUTHORITY (SECTION 209A(3))
DID NOT CO-OPERATE WITH THE PERSON MAKING INSPECTION OF BOOKS OF ACCOUNTS AND OTHER DOCUMENTS OF COMPANY (SECTION 209A(5))
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.5000
02-FEB-2007
|
-
|
| 20 |
|
|
RAMAN FOOD PRODUCTS PVT.LTD.
|
|
|
|
B.L.GOYAL
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: NO PENALTY IMPOSED
29-JUL-2004
|
DISMISSED IN VIEW ORDER OF APPEALLATECANT AS DISCHARGED THE ACCUSED ON GROUND OF LIMITATION
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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