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SOURCE OF INFORMATION

SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: SIMPLE IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.50,000

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ATLAZ DIGITAL PVT.LTD.  
  PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

04-NOV-2004 		COMPOUNDED  
2
History of entity/person BURLINGTON FINANCE LTD.  
History of entity/person A.K.NAHATA

History of entity/person C.K.GHOSAL

History of entity/person H.M.TATER

History of entity/person K.D.BAHATI
  		DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DID NOT FILE CONSENT OF THE CANDIDATE FOR DIRECTORSHIP WITH COMPANY AND CONSENT TO ACT AS DIRECTOR WITH THE REGISTRAR (SECTION 264)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)

PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))

DID NOT ATTACH BOARD'S REPORT ALONG WITH BALANCE SHEET OF THE COMPANY (SECTION 217(1))

DID NOT INCLUDE ANY MATERIAL CHANGES OCCURRED DURING FINANCIAL YEAR IN BOARD'S REPORT (SECTION 217(2))   		PROSECUTION UNDER SECTION 192(5) & SECTION 220(3) READ WITH SECTION 162 & SECTION 629 & SECTION 162 & SECTION 303(3) & SECTION 295(4) & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.18700

01-OCT-2002 		 
3
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.  
History of entity/person BAKUL A.DESAI

History of entity/person HARENDRA D.SHAH

History of entity/person HARSHA H.SHAH

History of entity/person NIRUPAMA P.SHAH

History of entity/person PANKAJ D.SHAH

History of entity/person RAJENDRA D.SHAH

History of entity/person SHILPA R.SHAH

History of entity/person VAIBHAV P.SHAH
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
4
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.  
History of entity/person BAKUL A.DESAI

History of entity/person HARENDRA D.SHAH

History of entity/person HARSHA H.SHAH

History of entity/person NIRUPAMA P.SHAH

History of entity/person PANKAJ D.SHAH

History of entity/person RAJENDRA D.SHAH

History of entity/person SHILPA R.SHAH

History of entity/person VAIBHAV P.SHAH
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
5
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.  
History of entity/person BAKUL A.DESAI

History of entity/person HARENDRA D.SHAH

History of entity/person HARSHA H.SHAH

History of entity/person NIRUPAMA P.SHAH

History of entity/person PANKAJ D.SHAH

History of entity/person RAJENDRA D.SHAH

History of entity/person SHILPA R.SHAH

History of entity/person VAIBHAV P.SHAH
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

02-SEP-2004 		COMPOUNDED  
6
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.  
  PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
7
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.  
History of entity/person BAKUL A.DESAI

History of entity/person HARENDRA D.SHAH

History of entity/person HARSHA H.SHAH

History of entity/person NIRUPAMA P.SHAH

History of entity/person PANKAJ D.SHAH

History of entity/person RAJENDRA D.SHAH

History of entity/person SHILPA R.SHAH

History of entity/person VAIBHAV P.SHAH
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

02-SEP-2004 		COMPOUNDED  
8
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.  
  PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
9
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.  
History of entity/person BAKUL A.DESAI

History of entity/person HARENDRA D.SHAH

History of entity/person L.C.RAHEJA

History of entity/person PANKAJ D.SHAH

History of entity/person RAJENDRA D.SHAH

History of entity/person SHILPA R.SHAH
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
10
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.  
  PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
11
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.  
  PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
12
History of entity/person ENPAK MOTORS LTD.  
History of entity/person AMRISH R.PATEL

History of entity/person MUKESH R.PATEL

History of entity/person PATEL C.AMRESH
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

05-AUG-2004 		COMPOUNDED  
13
History of entity/person GHATGE PATIL INDUSTRIES LTD.  
History of entity/person DIRECTORS
  		DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))

LOANS ETC., TO COMPANIES UNDER THE SAME MANAGEMENT WITHOUT PASSING OF SPECIAL RESOLUTION OR PRIOR APPROVAL OF CENTRAL GOVERNMENT (SECTION 370(1))   		PROSECUTION UNDER SECTION 295(4) & SECTION 383A(1A) & SECTION 371 OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012 		COURT DISPOSED OFF THE MATTER  
14
History of entity/person GIGANTIO INVESTMENTS PVT.LTD.  
  PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
15
History of entity/person KRISHNA SECURITIES LTD.  
History of entity/person G.D.MAHESHWARI

History of entity/person K.B.AGARWAL

History of entity/person MANISH MUDGAL

History of entity/person MUKUL AGARWAL

History of entity/person POONAM JAIN
  		DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT DISCLOSE INTEREST IN ANY CONTRACT BY THE DIRECTOR (SECTION 299)

DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)

DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)

PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   		PROSECUTION UNDER SECTION 211(7) & SECTION 299(4) & SECTION 301(4) & SECTION 383A(1A) & SECTION 146(4) & SECTION 147 & SECTION 233 & SECTION 629A & SECTION 295(4) OF COMPANIES ACT: PENALTY IMPOSED RS.24600

02-MAY-2002 		-  
16
History of entity/person KUBER RESORTS LTD.  
  PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))   		PROSECUTION UNDER SECTION 295(4) & SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.3000

02-NOV-2004 		CONVICTED  
17
History of entity/person NIRPAN SECURITIES PVT.LTD.  
  PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
18
History of entity/person P.K.STEEL CASTINGS PVT.LTD.  
History of entity/person K.E.MOIDU

History of entity/person K.E.SHANAVAZ

History of entity/person P.K.AHAMED
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: PENALTY IMPOSED RS.4200

03-FEB-2005 		-  
19
History of entity/person PATHEJA BROTHERS FORGINGS & STAMPINGS PVT.LTD.  
History of entity/person DIRECTORS
  		DID NOT DISTRIBUTE DIVIDENDS WITHIN 30 DAYS (SECTION 207)

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

DID NOT TRANSFER UNPAID DIVIDEND TO UNPAID DIVIDEND ACCOUNT (SECTION 205A)

DEFAULTED IN GIVING DETAILS IN NOTES OR DOCUMENTS ANNEXED TO BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211(6))

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

BREACHED PRESCRIBED LIMITS ON INVITATION OR ACCEPTANCE OF DEPOSITS IN CONTRAVENTION OF THE RULES (SECTION 58A(6))

PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   		PROSECUTION UNDER SECTION 207 & SECTION 205A(8) & SECTION 211(8) & SECTION 217(5) & SECTION 295(4) & SECTION 383A(1A) & SECTION 58A(6) & SECTION 301(4) OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012 		COURT DISPOSED OFF THE MATTER  
20
History of entity/person PURVAG COMMODITIES & DERIVATIVES PVT.LTD.  
  PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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