SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.20,000 OR BOTH

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

ABEE INFO-CONSUMABLES LTD.

DIRECTORS

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 147 & SECTION 629A & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.102000

04-MAR-2012

ALL ACCUSED CONVICTED

AUTO LAMPS LTD.

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

DID NOT ADHERE TO PROVISIONS APPLICABLE TO PROVIDENT FUND OF EMPLOYEES (SECTION 418)

PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) & SECTION 217(5) & SECTION 420 OF COMPANIES ACT: NO PENALTY IMPOSED

28-FEB-2005

PROCEEDING ABETTED AQUIT ACCUSED ATUL KISHAN GUPTA AS DEAD

AVISATA CORPORATE FINANCE PVT.LTD.

AMIT SHAH

MONICA R.KOCHAR

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED

21-JUN-2006

COMPOUNDED

BESPOKE FINVEST LTD.

HANUMANT M.SINGH

M.G.RAMKRISHNA

RAVI SUNDERARAJAN

S.R.BHANDARI

T.M.ELAVIA

T.N.BALASUBRAMANIAN

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED

15-JUL-2004

COMPOUNDED

BHARAT EXPORT LTD.

A.MAHESWARI

ALOK MAHESWARI

M.K.MUKHERJEE

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.3000

13-SEP-2002

BINDAL ALLOYS PVT.LTD.

DID NOT ATTACH BOARD'S REPORT ALONG WITH BALANCE SHEET OF THE COMPANY (SECTION 217(1))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED

02-MAR-2005

DISMISSED AS COMPOUNDED

BURLINGTON FINANCE LTD.

A.K.NAHATA

C.K.GHOSAL

H.M.TATER

K.D.BAHATI

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DID NOT FILE CONSENT OF THE CANDIDATE FOR DIRECTORSHIP WITH COMPANY AND CONSENT TO ACT AS DIRECTOR WITH THE REGISTRAR (SECTION 264)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)

PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))

DID NOT ATTACH BOARD'S REPORT ALONG WITH BALANCE SHEET OF THE COMPANY (SECTION 217(1))

DID NOT INCLUDE ANY MATERIAL CHANGES OCCURRED DURING FINANCIAL YEAR IN BOARD'S REPORT (SECTION 217(2))

PROSECUTION UNDER SECTION 192(5) & SECTION 220(3) READ WITH SECTION 162 & SECTION 629 & SECTION 162 & SECTION 303(3) & SECTION 295(4) & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.18700

01-OCT-2002

CLASSIC CREDIT LTD.

KARTIK KIRTIKUMAR PAREKH

KETAN VINAYCHANDRA PAREKH

KIRTIKUMAR NARBHERAM PAREKH

DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 629A & SECTION 217(5) & SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.6800

20-APR-2005

CONCERT SECURITIES LTD.

MATHEW ANTHRAPER

P.SEETHARAMAN

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.10000

04-JUL-2006

CONCERT SPICES & EXPORTS LTD.

MATHEW ANTHRAPER

P.SEETHARAMAN

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.4000

25-MAR-2008

CONTINENTAL CONSTRUCTION LTD.

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT INCLUDE PARTICULARS OF EMPLOYEES IN BOARD'S REPORT (SECTION 217(2A))

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 211(7) & SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED

27-AUG-2004

DISMISSED AS COMPOUNDED U/S 621A(4)(D)

DOLAT CAPITAL MARKET PVT.LTD.

PANKAJ D.SHAH

DID NOT INCLUDE PARTICULARS OF EMPLOYEES IN BOARD'S REPORT (SECTION 217(2A))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED

19-AUG-2004

COMPOUNDED

ENJAYES SPICES & CHEMICAL OILS LTD.

MARYKUTTY JOHN

SAJU JOHN

SUNIL JOHN

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH(ST.888/2001)

15-MAY-2002

GLOBAL INFRASTRUCTURE & TECHNOLOGIES LTD.

DIRECTORS

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

EXERCISED POWERS BY BOARD OF DIRECTORS WITHOUT CONSENT OF COMPANY IN GENERAL MEETING (SECTION 293)

DID NOT ADHERE TO CLB ORDER REGARDING DISQUALIFICATION OF DIRECTOR (SECTION 274(1)(G))

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 217(5) & SECTION 211(7) & SECTION 274(1)(G) & SECTION 58A & SECTION 220(3) & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.32000

16-SEP-2012

CONVICTED

GRAUER & WEIL (INDIA) LTD.

ASHOK S.KANODIA

MADHUPALI SINGHANIA

NANDLAL M.MORE

NIRAJKUMAR U.MORE

RAMESHKUMAR R.MORE

UMESHKUMAR D.AGARWAL

UMESHKUMAR N.MORE

VINOD HARITWAL

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)