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SOURCE OF INFORMATION

SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: FINE OF UPTO RS. 5,000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE OF UPTO RS. 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
141
History of entity/person MUKESH JOSHI  
History of entity/person CLASSIC SHARE & STOCK BROKING SERVICES LTD.
  		DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)

REGISTRATION OF TRANSFER OF SHARES ETC. IN CONTRAVENTION OF PROVISIONS OF COMPANIES ACT (SECTION 108)

DID NOT TO PASS RESOLUTION IN AN ADJOURNED MEETING (SECTION 191)   		PROSECUTION UNDER SECTION 211(7) & SECTION 193(6) & SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.780

20-JUL-2004 		 
142
History of entity/person MUKUL AGARWAL  
History of entity/person KRISHNA SECURITIES LTD.
  		DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT DISCLOSE INTEREST IN ANY CONTRACT BY THE DIRECTOR (SECTION 299)

DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)

DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)

PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   		PROSECUTION UNDER SECTION 211(7) & SECTION 299(4) & SECTION 301(4) & SECTION 383A(1A) & SECTION 146(4) & SECTION 147 & SECTION 233 & SECTION 629A & SECTION 295(4) OF COMPANIES ACT: PENALTY IMPOSED RS.24600

02-MAY-2002 		 
143
History of entity/person N.K.AGARWAL  
History of entity/person GANAPATI COMMERCE LTD.
  		DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)

NUMBER OF DIRECTORS BELOW MINIMUM NUMBER SPECIFIED (SECTION 252)

DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)   		PROSECUTION UNDER SECTION 209(5) & SECTION 629A & SECTION 383A(1A) & SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED

25-APR-2004 		 
144
History of entity/person NABANITA MITRA  
History of entity/person MMC EXPORTS LTD.
  		DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)   PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.4000

25-AUG-2004 		 
145
History of entity/person NAVIN KUMAR JAIN  
History of entity/person MEGATOP EXPORT LTD.
  		DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)   		PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.10600

07-AUG-2004 		 
146
History of entity/person NIRUPAMA PANKAJ SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)   PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED

02-SEP-2004 		COMPOUNDED  
147
History of entity/person NITINKUMAR  
History of entity/person SAIT NAGJEE PURUSHOTHAM & CO.PVT.LTD.
  		DID NOT APPOINT MANAGING DIRECTOR/WHOLE TIME DIRECTOR AS REQUIRED UNDER SECTION 269(2)

REMUNERATION OF MANAGING DIRECTOR/WHOLE TIME DIRECTOR WAS NOT APPROVED BY CENTRAL GOVT. OR WAS NOT AS PER SCHEDULE 13 OF COMPANIES ACT (SECTION 309(3))   		PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.16000

30-JAN-2009 		-  
148
History of entity/person O.P.KEDIA  
History of entity/person GANAPATI COMMERCE LTD.
  		DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)

NUMBER OF DIRECTORS BELOW MINIMUM NUMBER SPECIFIED (SECTION 252)

DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)   		PROSECUTION UNDER SECTION 209(5) & SECTION 629A & SECTION 383A(1A) & SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED

25-APR-2004 		 
149
History of entity/person OM PRAKASH AGARWAL  
History of entity/person GANAPATI COMMERCE LTD.
  		DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)

NUMBER OF DIRECTORS BELOW MINIMUM NUMBER SPECIFIED (SECTION 252)

DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)   		PROSECUTION UNDER SECTION 209(5) & SECTION 629A & SECTION 383A(1A) & SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED

25-APR-2004 		 
150
History of entity/person P.K.AHAMED  
History of entity/person P.K.STEEL CASTINGS PVT.LTD.
  		EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)   PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.3000

03-FEB-2005 		-  
151
History of entity/person P.K.AHAMED  
History of entity/person P.K.STEEL CASTINGS PVT.LTD.
  		DEFAULTED IN FIXATION OF REMUNERATION OF AUDITORS (SECTION 224(8))   PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.2800

03-FEB-2005 		-  
152
History of entity/person P.S.ATHMAN  
History of entity/person PRASASTHI HOTELS & MOVIES LTD.
  		DID NOT APPROVE ANNUAL ACCOUNTS OF COMPANY BY BOARD & DIRECTORS BEFORE SIGNING AND SUBMITTING THESE TO AUDITORS (SECTION 215(3))   PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.7000

23-MAR-2005 		-  
153
History of entity/person P.S.MURALIDHARAN  
History of entity/person PRASASTHI HOTELS & MOVIES LTD.
  		DID NOT APPROVE ANNUAL ACCOUNTS OF COMPANY BY BOARD & DIRECTORS BEFORE SIGNING AND SUBMITTING THESE TO AUDITORS (SECTION 215(3))   PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.7000

23-MAR-2005 		-  
154
History of entity/person P.S.UPENDRAN  
History of entity/person PRASASTHI HOTELS & MOVIES LTD.
  		DID NOT APPROVE ANNUAL ACCOUNTS OF COMPANY BY BOARD & DIRECTORS BEFORE SIGNING AND SUBMITTING THESE TO AUDITORS (SECTION 215(3))   PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.7000

23-MAR-2005 		-  
155
History of entity/person P.S.VENUGOPALAN  
History of entity/person PRASASTHI HOTELS & MOVIES LTD.
  		DID NOT APPROVE ANNUAL ACCOUNTS OF COMPANY BY BOARD & DIRECTORS BEFORE SIGNING AND SUBMITTING THESE TO AUDITORS (SECTION 215(3))   PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.7000

23-MAR-2005 		-  
156
History of entity/person P.SANDEEP MEHTA  
History of entity/person SAIT NAGJEE PURUSHOTHAM & CO.PVT.LTD.
  		DID NOT APPOINT MANAGING DIRECTOR/WHOLE TIME DIRECTOR AS REQUIRED UNDER SECTION 269(2)

REMUNERATION OF MANAGING DIRECTOR/WHOLE TIME DIRECTOR WAS NOT APPROVED BY CENTRAL GOVT. OR WAS NOT AS PER SCHEDULE 13 OF COMPANIES ACT (SECTION 309(3))   		PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.16000

30-JAN-2009 		-  
157
History of entity/person PADMA DEVI MAHESHWARI  
History of entity/person VALLABH REFRACTORIES & CERAMICS PRODUCTS LTD.
  		DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)

DID NOT ADHERE TO PROVISIONS RELATED TO FURTHER ISSUE OF CAPITAL (SECTION 81(1))

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))   		PROSECUTION UNDER SECTION 147(2) & SECTION 168 & SECTION 162 & SECTION 210(5) & SECTION 211(7) & SECTION 217(5) & SECTION 629A & SECTION 209(5) & SECTION 209(7) OF COMPANIES ACT: PENALTY IMPOSED RS.62400

02-MAY-2005 		-  
158
History of entity/person PANKAJ DOLATRAI SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)   PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED

02-SEP-2004 		COMPOUNDED  
159
History of entity/person PANKAJ DUBEY  
History of entity/person VALLABH REFRACTORIES & CERAMICS PRODUCTS LTD.
  		DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)

DID NOT ADHERE TO PROVISIONS RELATED TO FURTHER ISSUE OF CAPITAL (SECTION 81(1))

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))   		PROSECUTION UNDER SECTION 147(2) & SECTION 168 & SECTION 162 & SECTION 210(5) & SECTION 211(7) & SECTION 217(5) & SECTION 629A & SECTION 209(5) & SECTION 209(7) OF COMPANIES ACT: PENALTY IMPOSED RS.62400

02-MAY-2005 		-  
160
History of entity/person PAWAN KUMAR JAIN  
History of entity/person QST LTD.
  		DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)   PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.2100

19-OCT-2002 		PENALTY AMOUNT OF RS.2,100.00 PAID BY COMPANY ON 19/06/2002 VIDE RECEIPTS NO.820305 TO 820307 DATED 19/06/2002  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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