| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
M.VASUMATHI
|
|
|
|
MET-TREAT APPLICATION SOFTWARE PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) OF COMPANIES ACT: DISMISSED U/S.204 CR.P.C.
30-JUL-2004
|
STEPS BEING TAKEN TO REFER THE MATTER TO POLICE AUTHORITIES
|
| 82 |
|
|
MAHABIR PRASAD SAHSARIA
|
|
|
|
UDAIPUR COTTON MILLS CO.LTD.
|
|
DID NOT CALL AND HOLD ANNUAL GENERAL MEETING IN MANNER PROVIDED UNDER SECTION 166(2)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.6000
18-MAR-2004
|
|
| 83 |
|
|
MAHINDER REDDY
|
|
|
|
INNOVEX SYSTEMS (INDIA) PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
20-MAY-2005
|
-
|
| 84 |
|
|
MAHUA BOSE
|
|
|
|
COASTAL RUBBER WORKS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS. 50, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE UPTO RS. 2, 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
09-JUN-2005
|
DISCHARGED UNDER SECTION 621A
|
| 85 |
|
|
MANAGING DIRECTOR
|
|
|
|
SLK FINANCE LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.700 EACH ON COMPANY AND MANAGING DIRECTOR
12-APR-2001
|
|
| 86 |
|
|
MANAGING DIRECTOR
|
|
|
|
SURAPANENI CHIT FUND PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.48900
05-JUL-2004
|
|
| 87 |
|
|
MANAGING DIRECTOR
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.20500
05-JUL-2004
|
|
| 88 |
|
|
MANAGING DIRECTOR
|
|
|
|
SAIGRUHA FINANCES & ENGINEERING LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS.500 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS. 50, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE UPTO RS. 2, 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: FINE UPTO RS. 500 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
05-JUL-2004
|
|
| 89 |
|
|
MANAGING DIRECTOR
|
|
|
|
KAMINI ISPAT LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.329150
05-JUL-2004
|
|
| 90 |
|
|
MANAGING DIRECTORS
|
|
|
|
RATNA RESINS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) OF COMPANIES ACT: PENALTY IMPOSED RS.31500
06-JUN-2005
|
-
|
| 91 |
|
|
MD.AHSHLAM
|
|
|
|
PALMGROVE EXPORTS PVT.LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 162 & SECTION 220(3) & SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.24000
01-SEP-2004
|
|
| 92 |
|
|
MINNIE VARGHESE
|
|
|
|
AL OMRAN EXPORTS PVT.LTD.
|
|
FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON COMPANY AND 2 DIRECTORS.PROCLAMATION PUBLISHED AND PROCEEDINGS STOPPED FOR PRESENT AGAINST REMAINING 2 DIRECTORS
03-SEP-2004
|
-
|
| 93 |
|
|
MOHAN VARGHESE
|
|
|
|
AL OMRAN EXPORTS PVT.LTD.
|
|
FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON COMPANY AND 2 DIRECTORS.PROCLAMATION PUBLISHED AND PROCEEDINGS STOPPED FOR PRESENT AGAINST REMAINING 2 DIRECTORS
03-SEP-2004
|
-
|
| 94 |
|
|
MOLLY PHILIP
|
|
|
|
AL OMRAN EXPORTS PVT.LTD.
|
|
FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON COMPANY AND 2 DIRECTORS.PROCLAMATION PUBLISHED AND PROCEEDINGS STOPPED FOR PRESENT AGAINST REMAINING 2 DIRECTORS
03-SEP-2004
|
-
|
| 95 |
|
|
MRIGENDRA KISHORE SARKAR
|
|
|
|
COASTAL RUBBER WORKS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS. 50, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE UPTO RS. 2, 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
09-JUN-2005
|
DISCHARGED UNDER SECTION 621A
|
| 96 |
|
|
MUKESH SUD
|
|
|
|
METTALIZERS & CORROSION CONTROLLERS PVT.LTD.
|
|
FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
08-OCT-2004
|
-
|
| 97 |
|
|
N.MOHANDAS KAMATH
|
|
|
|
CANSOFT SYSTEMS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
25-NOV-2005
|
-
|
| 98 |
|
|
N.MOHANDAS KAMATH
|
|
|
|
CANSOFT SYSTEMS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000
18-JUL-2007
|
-
|
| 99 |
|
|
N.MOHANDAS KAMATH
|
|
|
|
CANSOFT SYSTEMS PVT.LTD.
|
|
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 210(5) & SECTION 162 & SECTION 220(3) & SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 100 |
|
|
N.P.KRISHNAN
|
|
|
|
JANATHA TILE WORKS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.45000
25-MAR-2008
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 5 of 8
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