| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
KOLUTHARA FINANCE & INVESTMENTS PVT.LTD.
|
|
|
|
VARGHESE ANTONY
|
|
DID NOT TRANSFER UNPAID/UNCLAIMED DIVIDEND TO INVESTOR EDUCATION AND PROTECTION FUND WITHIN PRESCRIBED TIME (SECTION 205C)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.10000
19-JUN-2009
|
-
|
| 62 |
|
|
KRBL LTD.
|
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
13-OCT-2004
|
DISMISSED
|
| 63 |
|
|
KRISHNA SECURITIES LTD.
|
|
|
|
G.D.MAHESHWARI
|
|
|
K.B.AGARWAL
|
|
|
MANISH MUDGAL
|
|
|
MUKUL AGARWAL
|
|
|
POONAM JAIN
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DID NOT DISCLOSE INTEREST IN ANY CONTRACT BY THE DIRECTOR (SECTION 299)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))
|
PROSECUTION UNDER SECTION 211(7) & SECTION 299(4) & SECTION 301(4) & SECTION 383A(1A) & SECTION 146(4) & SECTION 147 & SECTION 233 & SECTION 629A & SECTION 295(4) OF COMPANIES ACT: PENALTY IMPOSED RS.24600
02-MAY-2002
|
-
|
| 64 |
|
|
KUBER MEDIA LTD.
|
|
|
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DEFAULTED IN KEEPING REGISTER OF DIRECTOR'S SHAREHOLDING ETC. (SECTION 307)
DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED IN MAINTAINING REGISTER OF CHARGES COVERING DETAILS OF ALL CHARGES & FLOATING CHARGES ON PROPERTY (SECTION 143(1))
|
PROSECUTION UNDER SECTION 629A & SECTION 193(6) & SECTION 307(8) & SECTION 58A(6) & SECTION 303(3) & SECTION 143(2) OF COMPANIES ACT: PENALTY IMPOSED RS.9000
02-NOV-2004
|
CONVICTED
|
| 65 |
|
|
KUBER RESORTS LTD.
|
|
|
DID NOT MAINTAIN REQUISITE QUORUM IN MEETING OF BOARD OF DIRECTORS (SECTION 287)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1500
07-DEC-2004
|
CONVICTED
|
| 66 |
|
|
KUBER RESORTS LTD.
|
|
|
DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
|
PROSECUTION UNDER SECTION 629A & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.5500
18-AUG-2004
|
CONVICTED
|
| 67 |
|
|
MAHAVIR TRANSFORMERS (POONA) PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.4000
29-JUN-2005
|
-
|
| 68 |
|
|
MAHENDRA MILLS LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT GIVE AT LEAST 21 DAYS NOTICE FOR CALLING THE GENERAL MEETING OF THE COMPANY (SECTION 171)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.950
21-SEP-2000
|
|
| 69 |
|
|
MANE CONSTRUCTIONS PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.2000
16-OCT-2006
|
-
|
| 70 |
|
|
MARDIA CHEMICALS LTD.
|
|
|
|
DIRECTOR
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.500
02-MAR-2006
|
-
|
| 71 |
|
|
MASTER LINK COMPUTERS PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1500
25-AUG-2005
|
-
|
| 72 |
|
|
MEGATOP EXPORT LTD.
|
|
|
|
ANIL KUMAR SHUKLA
|
|
|
KAMAL SINGH NAHATA
|
|
|
NAVIN KUMAR JAIN
|
|
|
SANJAY GUPTA
|
|
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.10600
07-AUG-2004
|
|
| 73 |
|
|
MFL PHARMA LTD.
|
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 629A & SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED
24-FEB-2005
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 74 |
|
|
MMC EXPORTS LTD.
|
|
|
|
INDRAJIT BOSE
|
|
|
NABANITA MITRA
|
|
|
RABINDRA NATH BANERJEE
|
|
|
RAHEEM AHMED
|
|
|
SANKHA DATTA
|
|
|
SOURINDRA NATH MUKHERJEE
|
|
|
SWAPAN DUTTA
|
|
DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.4000
25-AUG-2004
|
|
| 75 |
|
|
MODERN ARCHITECTS PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1500
22-JUL-2005
|
-
|
| 76 |
|
|
MOONBEAM INDUSTRIES LTD.
|
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: FINE OF UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE OF UPTO RS. 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
16-FEB-2001
|
DISMISSED AS WITHDRAWN
|
| 77 |
|
|
MOSER BAER INDIA LTD.
|
|
|
DID NOT ATTACH EXPLANATORY STATEMENT WITH THE NOTICE OF MEETING (SECTION 173)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: FINE OF UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE OF UPTO RS. 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
07-APR-2000
|
DISMISSED/DISCHARGED U/S 624(4)(D) AS COMPOUNDED BY CLB
|
| 78 |
|
|
N.E.HIGH TECH.AGRICULTURAL DEVLOPMENT CO.LTD.
|
|
|
|
DIRECTORS
|
|
NON-ENHANCEMENT OF PAID-UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY A PUBLIC COMPANY (SECTION 3(4))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.863
09-JUL-2004
|
|
| 79 |
|
|
NAG PROMIPLAST PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.2000
25-AUG-2005
|
-
|
| 80 |
|
|
NAVIN INDUSTRIES & MERCANTILE CORP.PVT.LTD.
|
|
|
|
AMALENDU A.DUTTA
|
|
|
BAPULAL HARILAL
|
|
|
MADHAV GURUVA ANCHAN
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 629A & SECTION 193(6) OF COMPANIES ACT: PENALTY IMPOSED RS.1200
29-JUL-2003
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 4 of 8
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