SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

S.No.

PERSON

ENTITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

KHEMENDRA LAL ROY

PRUDENTIAL FINANCE CORP.LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.3200

24-MAY-2001

LALIT KUMAR SHARMA

WINFARM AGRO INDUSTRIES LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: A1 AND A2 FINED RS.25000 EACH

30-JUL-2008

LALIT KUMAR SHARMA

WINFARM AGRO INDUSTRIES LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: A1 AND A2 FINED RS.25000 EACH

30-JUL-2008

LALIT KUMAR SHARMA

WINFARM AGRO INDUSTRIES LTD.

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)

PROSECUTION UNDER SECTION 210(5) & SECTION 168 & SECTION 220(3) & SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTOR FINED RS.1000 EACH IN EACH CASE

30-JUL-2008

M.S.A.ALEEM

FLORA WALL COVERINGS LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

PROSECUTION UNDER SECTION 168 & SECTION 220(3) OF COMPANIES ACT: A1, 2 & 5 FINED RS.1000 EACH, A4 ABATED, PROCEEDINGS STOPPED AGAINST A2 FOR WANT OF CORRECT ADDRESS

18-JUL-2007

M.VASUMATHI

MET-TREAT APPLICATION SOFTWARE PVT.LTD.

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) OF COMPANIES ACT: DISMISSED U/S.204 CR.P.C.

30-JUL-2004

STEPS BEING TAKEN TO REFER THE MATTER TO POLICE AUTHORITIES

MAHINDER REDDY

INNOVEX SYSTEMS (INDIA) PVT.LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH

20-MAY-2005

MAHUA BOSE

COASTAL RUBBER WORKS PVT.LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS. 50, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE UPTO RS. 2, 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES

09-JUN-2005

DISCHARGED UNDER SECTION 621A

MANAGING DIRECTOR

AVR SECURITIES LTD.

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.200 EACH

12-FEB-2002

MANAGING DIRECTOR

SURAPANENI CHIT FUND PVT.LTD.

PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.48900

05-JUL-2004

MANAGING DIRECTOR

PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.20500

05-JUL-2004

MANAGING DIRECTOR

SLK FINANCE LTD.

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.700 EACH ON COMPANY AND MANAGING DIRECTOR

12-APR-2001

MANAGING DIRECTOR

PARKIN INN INTERNATIONAL LTD.

PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.200 EACH ON ACCUSED

20-JAN-2001

MANAGING DIRECTOR

KUMARASAMY AGRO FARMS LTD.

PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.500 ON 2 ACCUSED

02-MAR-2001

MANAGING DIRECTOR

SAIGRUHA FINANCES & ENGINEERING LTD.

PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS.500 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS. 50, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE UPTO RS. 2, 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES

PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: FINE UPTO RS. 500 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES

05-JUL-2004

MANAGING DIRECTOR

KAMINI ISPAT LTD.

PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.329150

05-JUL-2004

MANAGING DIRECTORS

RATNA RESINS LTD.

PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) OF COMPANIES ACT: PENALTY IMPOSED RS.31500

06-JUN-2005

MD.AHSHLAM

PALMGROVE EXPORTS PVT.LTD.

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)

DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)

PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 162 & SECTION 220(3) & SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.24000

01-SEP-2004

MRIGENDRA KISHORE SARKAR

COASTAL RUBBER WORKS PVT.LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DISCHARGED UNDER SECTION 621A

N.MOHANDAS KAMATH

CANSOFT SYSTEMS PVT.LTD.

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000

18-JUL-2007

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.