| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
K.DHARMARAJAN
|
|
|
|
JANATHA TILE WORKS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.45000
25-MAR-2008
|
-
|
| 62 |
|
|
K.J.GUNASHEKARAN
|
|
|
|
FLORA WALL COVERINGS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 168 & SECTION 220(3) OF COMPANIES ACT: A1, 2 & 5 FINED RS.1000 EACH, A4 ABATED, PROCEEDINGS STOPPED AGAINST A2 FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
| 63 |
|
|
K.K.JAYACHANDRAN
|
|
|
|
JANATHA TILE WORKS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.45000
25-MAR-2008
|
-
|
| 64 |
|
|
K.M.HUSSAIN
|
|
|
|
FOSTER HOT BREAD PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.40000
25-MAR-2008
|
-
|
| 65 |
|
|
K.MOIDEEN
|
|
|
|
FOSTER HOT BREAD PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.40000
25-MAR-2008
|
-
|
| 66 |
|
|
K.P.BALAKRISHNAN
|
|
|
|
JANATHA TILE WORKS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.45000
25-MAR-2008
|
-
|
| 67 |
|
|
K.P.P.NAMBIAR
|
|
|
|
NAMTECH ELECTRONIC DEVICES LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) OF COMPANIES ACT: APPLICATION U/S 621A FILED REPORTING COMPOUNDING OF OFFENCES CASES CLOSED
30-JUL-2008
|
-
|
| 68 |
|
|
K.P.PAUL
|
|
|
|
KUTTUKARAN MACHINE TOOLS LTD.
|
|
FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND MANAGING DIRECTOR FINED RS.1000 EACH
04-MAR-2004
|
|
| 69 |
|
|
K.PRABHAKARAN
|
|
|
|
JANATHA TILE WORKS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.45000
25-MAR-2008
|
-
|
| 70 |
|
|
K.S.RAJI
|
|
|
|
DIGITAL & ANALOG COMPUTING SYSTEMS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) & SECTION 210(5) OF COMPANIES ACT: COMPANY AND DIRECTORS IN FIRST 3 CASES AND ALL DIRECTORS IN LAST CASE FINED RS.1000 EACH
07-NOV-2003
|
|
| 71 |
|
|
KAMAL SINGH NAHATA
|
|
|
|
MEGATOP EXPORT LTD.
|
|
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.10600
07-AUG-2004
|
|
| 72 |
|
|
KANTISWAMY
|
|
|
|
SCOTIN SECURITY SERVICES PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PROCLAMATION PUBLISHED AND PROCEEDINGS STOPPED FOR THE PRESENT
06-MAY-2005
|
-
|
| 73 |
|
|
KHEMENDRA LAL ROY
|
|
|
|
PRUDENTIAL FINANCE CORP.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.3200
24-MAY-2001
|
|
| 74 |
|
|
KRISHNA KUMAR GARG
|
|
|
|
SURAJ STONE CORP.LTD.
|
|
FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH AND PROCEEDINGS STOPPED AGAINST ACCUSED NO.8 AS HE COULD NOT BE TRACED
04-MAR-2005
|
-
|
| 75 |
|
|
LALIT KUMAR SHARMA
|
|
|
|
WINFARM AGRO INDUSTRIES LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: A1 AND A2 FINED RS.25000 EACH
30-JUL-2008
|
-
|
| 76 |
|
|
LALIT KUMAR SHARMA
|
|
|
|
WINFARM AGRO INDUSTRIES LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: A1 AND A2 FINED RS.25000 EACH
30-JUL-2008
|
-
|
| 77 |
|
|
LALIT KUMAR SHARMA
|
|
|
|
WINFARM AGRO INDUSTRIES LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 210(5) & SECTION 168 & SECTION 220(3) & SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTOR FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 78 |
|
|
LILLY JOHNY
|
|
|
|
FOSTER HOT BREAD PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.40000
25-MAR-2008
|
-
|
| 79 |
|
|
M.M.ANTO
|
|
|
|
HIVEE RUBBER PRODUCTS PVT.LTD.
|
|
FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.2800
10-SEP-2004
|
-
|
| 80 |
|
|
M.S.A.ALEEM
|
|
|
|
FLORA WALL COVERINGS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 168 & SECTION 220(3) OF COMPANIES ACT: A1, 2 & 5 FINED RS.1000 EACH, A4 ABATED, PROCEEDINGS STOPPED AGAINST A2 FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 4 of 8
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