SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.10,000 OR BOTH

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

P.K.STEEL CASTINGS PVT.LTD.

K.E.MOIDU

K.E.SHANAVAZ

P.K.AHAMED

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.4200

03-FEB-2005

PADMINI POLYMERS LTD.

DID NOT ADHERE TO PROVISIONS APPLICABLE TO PROVIDENT FUND OF EMPLOYEES (SECTION 418)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 420 & SECTION 147 & SECTION 58A(6) & SECTION 209(5) & SECTION 211(7) & SECTION 301(4) & SECTION 383A(1A) OF COMPANIES ACT: NO PENALTY IMPOSED

04-JUN-2004

DISMISSED AS COMPOUNDED U/S 621A(4)(D)

PARAM FINANCE & SECURITIES LTD.

M.C.PARAMASHIVAIAH

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 ON MANAGING DIRECTOR

03-DEC-2004

PARAM FINANCE & SECURITIES LTD.

M.C.PARAMASHIVAIAH

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.500 ON MANAGING DIRECTOR

03-DEC-2004

PARAM FINANCE & SECURITIES LTD.

M.C.PARAMASHIVAIAH

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 ON MANAGING DIRECTOR

03-DEC-2004

PEARL MINERALS LTD.

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.30000

08-JUL-2002

CONVICTED

PGF LTD.

AVTAR SINGH MAVI

BALBIR SINGH

NIRMAL SINGH BHANGOO

PREM SETH

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.2000

08-APR-2005

POONAM RASAYAN LTD.

BHARATBHAI PANELIA

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 211(7) & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.7900

14-JUN-2011

POWER GRID CORP.OF INDIA LTD.

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)

EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)

PROSECUTION UNDER SECTION 211(7) & SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED

08-APR-2004

COMPLAINT QUASHED BY HON'BLE CIVIL

PROFITCORE PIPES LTD.

S.L.GUPTA

DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)

PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.1000

30-MAR-2005

PRUDENTIAL CAPITAL MARKETS LTD.

JAI PARKASH BHATT

VINOD BAID

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.1200

20-MAY-2005

PRUDENTIAL EQUITY FUND LTD.

ARBIND SWAMY

SAMBHU PRASAD KEDIA

SUSIL KUMAR DAS

DEFAULTED IN PURCHASE BY COMPANY OF SHARES, ETC., OF OTHER COMPANIES (SECTION 372)

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DEFAULTED IN RELATION TO INTER-CORPORATE LOANS & INVESTMENTS (SECTION 372A)

PROSECUTION UNDER SECTION 374 & SECTION 209(5) & SECTION 211(7) & SECTION 372A(9) OF COMPANIES ACT: PENALTY IMPOSED RS.10300

12-AUG-2002

PRUDENTIAL INTERNATIONAL LTD.

JAGADISH PRASAD BHORA

NARAYAN PRASAD KHETAN

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 211(7) & SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.2400

16-MAY-2003

PRUDENTIAL POWER CORP.LTD.

DEBI PRASAD BISWAS

SAMBHU PRASAD KEDIA

SUSIL KUMAR DAS

VINOD BAID

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.1200

07-FEB-2005

PUSHPA PACKAGES LTD.

BABULAL S.JAIN

MUKESH B.JAIN

RAJESH V.JAIN

DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)

PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: EACH DIRECTORS FINED RS.1000

18-JUL-2007

PUSHPA PACKAGES LTD.

BABULAL S.JAIN

MUKESH B.JAIN

RAJESH V.JAIN

DID NOT PREPARE PROFIT & LOSS ACCOUNT SHOWING TRUE & FAIR VIEW (SECTION 211(2) R/W SCH.VI)

PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: EACH DIRECTORS FINED RS.1000

18-JUL-2007

PUSHPA PACKAGES LTD.

BABULAL S.JAIN

MUKESH B.JAIN

RAJESH V.JAIN

COMMENCED BUSINESS WITHOUT COMPLYING WITH CONDITIONS PRESCRIBED UNDER COMPANIES ACT (SECTION 149 (2A))

DID NOT EXERCISE GENERAL POWERS IN ACCORDANCE WITH PROVISIONS OF COMPANIES ACT/ANY OTHER APPLICABLE ACT/MEMORANDUM & ARTICLES OF ASSOCIATION ETC. (SECTION 292 (1) (C))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 149(2A) & SECTION 629A & SECTION 211(7) & SECTION 217(5) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE

30-JUL-2008

R.H.I.PROFILES LTD.

KISHORE MOHAN

M.S.DIXIT

O.P.BHARGAVA

PHOOL LATA SOMANI

R.K.SOMANI

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.7500

01-MAR-2004

RED SUN PLASTICS PVT.LTD.

M.A.RAVINDRAN

M.KRISHNA DAS

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))

PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.2000

23-MAR-2005

RPG TRANSMISSION LTD.

DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)

PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED

30-SEP-2004

DISMISSED IN VIEW OF THE ORDER OF HON'BLE HIGH COURT FOR THE DIRECTORS ONLY

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

First Previous Next Last

Page 4 of 6

SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

Advertisements are not accepted on this website

DISCLAIMER BY NSE

SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSEDPERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

Advertisements are not accepted on this website

DISCLAIMER BY NSE

SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015