SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.10,000 OR BOTH

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

PADMINI POLYMERS LTD.

DID NOT ADHERE TO PROVISIONS APPLICABLE TO PROVIDENT FUND OF EMPLOYEES (SECTION 418)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

PROSECUTION UNDER SECTION 420 & SECTION 147 & SECTION 58A(6) & SECTION 209(5) & SECTION 211(7) & SECTION 301(4) & SECTION 383A(1A) OF COMPANIES ACT: NO PENALTY IMPOSED

04-JUN-2004

DISMISSED AS COMPOUNDED U/S 621A(4)(D)

PASHUPATI NEWTECH PVT.LTD.

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.10, 000 OR BOTH

21-SEP-2000

WITHDRAWN U/S 621A AS COMPUNDED BY CLB

PATHEJA PETROLEUM REFINERY LTD.

DIRECTORS

DID NOT ADHERE TO PROVISIONS SECTION 209(5)

DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)

DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 209(5) & SECTION 146(4) & SECTION 147(2) & SECTION 209A(8) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012

COURT DISPOSED OFF THE MATTER

PGF LTD.

AVTAR SINGH MAVI

BALBIR SINGH

NIRMAL SINGH BHANGOO

PREM SETH

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 209(5) & SECTION 209(7) & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.10000

16-SEP-2004

PRUDENTIAL EQUITY FUND LTD.

ARBIND SWAMY

SAMBHU PRASAD KEDIA

SUSIL KUMAR DAS

DEFAULTED IN PURCHASE BY COMPANY OF SHARES, ETC., OF OTHER COMPANIES (SECTION 372)

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DEFAULTED IN RELATION TO INTER-CORPORATE LOANS & INVESTMENTS (SECTION 372A)

PROSECUTION UNDER SECTION 374 & SECTION 209(5) & SECTION 211(7) & SECTION 372A(9) OF COMPANIES ACT: PENALTY IMPOSED RS.10300

12-AUG-2002

PRUDENTIAL INTERNATIONAL LTD.

JAGADISH PRASAD BHORA

NARAYAN PRASAD KHETAN

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 211(7) & SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.2400

16-MAY-2003

QST LTD.

PAWAN KUMAR JAIN

SHYAM SUNDAR AGARWAL

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

DID NOT ADHERE TO PROVISIONS SECTION 209(5)

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.9000

08-APR-2004

PENALTY AMOUNT OF RS.9,000.00 PAID BY COMPANY ON 07/04/2004 VIDE RECEIPTS NO.510446 AND 510447 DATED 07/04/2004

R.H.I.PROFILES LTD.

KISHORE MOHAN

M.S.DIXIT

O.P.BHARGAVA

PHOOL LATA SOMANI

R.K.SOMANI

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.7500

01-MAR-2004

RATHI UDYOG LTD.

ARUN K.RATHISORS

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

26-MAY-2004

DISCHARGED AS THE SESSIONS COURT DISMISSED THE COMPLAINT

RED SUN PLASTICS PVT.LTD.

M.A.RAVINDRAN

M.KRISHNA DAS

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))

PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.2000

23-MAR-2005

SCHEMATIC FINANCE LTD.

DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) & SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED

06-DEC-2004

ACCUSED ARE PROCLAIMED OFFENDOR, CONSIGNED TO RECORD ROOM UNDER SECTION 299 CR.R.R.

SHAILESH SHAH SECURITIES PVT.LTD.

SHAILESH DOLATRAI SHAH

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

15-DEC-2005

COMPOUNDED

SHIRPUR GOLD REFINERY LTD.

AMRISH RASHIKLAL PATEL

BHUPESH RASIKLAL PATEL

CHINTAN AMRISH PATEL

DILIP KUMAR

KETKI MUKESH PATEL

N.DWARKANATH

P.G.PATANKAR

PRAKASH V.MEHTA

SANJAY GUPTA

SURINDER PATHANIA

VIPIN MALIK

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

24-MAY-2005

FINAL ORDER PASSED ON 17.03.2005 AS MATTER IS COMPOUNDED

SOLAR SOLVENT EXTRACTIONS LTD.

K.M.KURIEN

S.I.HUMAYUN KABIR

S.I.SALAUDEEN

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.750

31-MAR-2008

TEGA INDIA LTD.

A.K.SARKAR

M.MASUKA

M.R.RAMACHANDRAN

MAHUKA

T.K.KABRA

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

BOOKS OF ACCOUNTS NOT PROVIDING TRUE AND FAIR VIEW OF STATE OF AFFAIRS OF COMPANY AND IMPROPERLY MAINTAINED (SECTION 209(3) R/W SCH.VI)

PROSECUTION UNDER SECTION 211(7) & SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

16-JUL-2002

UNITED TROPICAL VENEERS LTD.

K.S.SIMON

MARIAMMA SIMON

SIMON KURUVILLA

BOOKS OF ACCOUNTS NOT PROVIDING TRUE AND FAIR VIEW OF STATE OF AFFAIRS OF COMPANY AND IMPROPERLY MAINTAINED (SECTION 209(3) R/W SCH.VI)

DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.30000

08-MAR-2006

VALLABH REFRACTORIES & CERAMICS PRODUCTS LTD.

ASHOK KUMAR SHARMA

PADMA DEVI MAHESHWARI

PANKAJ DUBEY

RAJESH MAHESHWARI

VISHNU AGNIHOTRI

DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)

DID NOT ADHERE TO PROVISIONS RELATED TO FURTHER ISSUE OF CAPITAL (SECTION 81(1))

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

PROSECUTION UNDER SECTION 147(2) & SECTION 168 & SECTION 162 & SECTION 210(5) & SECTION 211(7) & SECTION 217(5) & SECTION 629A & SECTION 209(5) & SECTION 209(7) OF COMPANIES ACT: PENALTY IMPOSED RS.62400

02-MAY-2005

WILLARD INDIA LTD.

G.M.SINGHVI

K.K.BAJORIA

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 211(7) & SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.9800

19-MAY-2000

WOODSTOCK SECURITIES PVT.LTD.

JUGAL K.BAJAJ

SAVITA O.GOEL

SUBHASH J.TIWARI

SURESH K.JAJOO

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

21-JUN-2006

COMPOUNDED

ZEE TELEFILMS LTD.

VIJAY GOPAL JINDAL

VIKAS GUPTA

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED

08-AUG-2007

COMPOUNDED ON 18/01/2007

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

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SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSEDPERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

Advertisements are not accepted on this website

DISCLAIMER BY NSE

SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015