| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
DIRECTORS
|
|
|
|
RHINO PRINTERS LTD.
|
|
DID NOT FILE CHARGE WITH REGISTRAR WITHIN PRESCRIBED TIME (SECTION 125(1))
DEFAULTED IN FILING RETURNS WITH ROC WITH REGARD TO ALLOTMENTS (SECTION 75)
DEFAULTED IN COMPLYING WITH DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE COMPANY LAW BOARD FOR CALLING OF ANNUAL GENERAL MEETING (SECTION 167)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 142 & SECTION 75(4) & SECTION 168 & SECTION 303(3) & SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.3216
09-JUL-2004
|
|
| 42 |
|
|
DIRECTORS
|
|
|
|
DENMUR FAX ROLL LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 210(5) & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: ACCUSED ACQUITTED
04-AUG-2000
|
|
| 43 |
|
|
DIRECTORS
|
|
|
|
INDO-AMERICAN OPTICS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 168 & SECTION 210(5) OF COMPANIES ACT: PENALTY IMPOSED RS.22300
12-AUG-2008
|
CONVICTED
|
| 44 |
|
|
DIRECTORS
|
|
|
|
AHMED NAGAR CLUB LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
NON-FILING OF THE RETURNS OF DIRECTORS, MANAGING DIRECTORS, MANAGERS AND SECRETARIES WITH THE REGISTRAR (SECTION 303(2))
DEFAULTED IN APPOINTMENT OF DIRECTORS AND PROPORTION OF THOSE WHO ARE TO RETIRE BY ROTATION (SECTION 255)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DID NOT CALL AND HOLD ANNUAL GENERAL MEETING IN MANNER PROVIDED UNDER SECTION 166(2)
DID NOT KEEP PROPER REGISTER OF MEMBERS (SECTION 150(1))
DEFAULTED IN KEEPING INDEX OF MEMBERS (SECTION 151)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
BALANCE SHEET AND PROFIT & LOSS ACCOUNT NOT APPROVED BY BOARD OF DIRECTORS AND/OR SIGNED AS PER PROVISION OF THE COMPANIES ACT (SECTION 215)
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
|
PROSECUTION UNDER SECTION 147 & SECTION 162 & SECTION 303(3) & SECTION 168 & SECTION 150(2) & SECTION 151(4) & SECTION 211(8) & SECTION 218 OF COMPANIES ACT: PENALTY IMPOSED RS.184000
18-JUL-2011
|
ALL ACCUSED CONVICTED
|
| 45 |
|
|
DRAUPADI VASVANI
|
|
|
|
VISION APPARELS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) & SECTION 210(5) OF COMPANIES ACT: COMPANY AND DIRECTORS IN FIRST 3 CASES AND ALL DIRECTORS IN LAST CASE FINED RS.1000 EACH
29-DEC-2003
|
|
| 46 |
|
|
DUDHORIA KARUNA
|
|
|
|
NATURAL COIRTECH PVT.LTD.
|
|
FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH
10-SEP-2004
|
|
| 47 |
|
|
E.S.MENON
|
|
|
|
SRI PARVATHI HI-TECH PRODUCTS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) OF COMPANIES ACT: COMPOUNDED
07-JUL-2004
|
|
| 48 |
|
|
GANESH PRASAD SAHA
|
|
|
|
SAHAKEIL LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) & SECTION 210(5) & SECTION 168 OF COMPANIES ACT: COMPLAINTS HAS BEEN DISMISSED AS OFFENCE HAVE BEEN COMPOUNDED
18-JUL-2007
|
-
|
| 49 |
|
|
GILDA MARIA
|
|
|
|
CONNECT-IT SOLUTIONS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
|
PROSECUTION UNDER SECTION 168 & SECTION 220(3) & SECTION 210(5) OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
| 50 |
|
|
GUNASHEKAR G.S.
|
|
|
|
GRN STONES PVT.LTD.
|
|
FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND MANAGING DIRECTOR FINED RS.1000 EACH
05-AUG-2005
|
-
|
| 51 |
|
|
H.N.GURURAJANNA
|
|
|
|
SRI VARA JUNGLE RESORTS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: A3 FINED RS.1000 EACH
18-JUL-2007
|
-
|
| 52 |
|
|
H.N.GURURAJANNA
|
|
|
|
SRI VARA JUNGLE RESORTS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) OF COMPANIES ACT: A3 FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 53 |
|
|
H.N.PANDURANGAN
|
|
|
|
SRI VARA JUNGLE RESORTS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) OF COMPANIES ACT: A3 FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 54 |
|
|
H.N.PANDURANGAN
|
|
|
|
SRI VARA JUNGLE RESORTS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: A3 FINED RS.1000 EACH
18-JUL-2007
|
-
|
| 55 |
|
|
HENRIK AAEN
|
|
|
|
CONNECT-IT SOLUTIONS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
|
PROSECUTION UNDER SECTION 168 & SECTION 220(3) & SECTION 210(5) OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
| 56 |
|
|
HUBERTRACHE
|
|
|
|
EMERALD SHIPPING SERVICES (SOUTH) PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) & SECTION 168 OF COMPANIES ACT: DISMISSED U/S.204 CR.P.C.
29-JUN-2004
|
STEPS BEING TAKEN TO REFER THE MATTER TO POLICE AUTHORITIES
|
| 57 |
|
|
JAGAT SINGH DUGAR
|
|
|
|
SURAJ STONE CORP.LTD.
|
|
FAILURE TO HOLD AGM WITHIN PRESCRIBED TIME (SECTION 166(1))
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH AND PROCEEDINGS STOPPED AGAINST ACCUSED NO.8 AS HE COULD NOT BE TRACED
04-MAR-2005
|
-
|
| 58 |
|
|
JAGTAR SINGH
|
|
|
|
THAPAR SPINNING MILLS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.2000
09-AUG-2004
|
|
| 59 |
|
|
JAMELLA
|
|
|
|
PALMGROVE EXPORTS PVT.LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 162 & SECTION 220(3) & SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.24000
01-SEP-2004
|
|
| 60 |
|
|
JUGAL KISHORE BAJAJ
|
|
|
|
UDAIPUR COTTON MILLS CO.LTD.
|
|
DID NOT CALL AND HOLD ANNUAL GENERAL MEETING IN MANNER PROVIDED UNDER SECTION 166(2)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.6000
18-MAR-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 3 of 8
|
