| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
HARBINGER EXPORTS PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1000
16-OCT-2006
|
-
|
| 42 |
|
|
HARSHVARDHAN CHEMICALS & MINERALS LTD.
|
|
|
|
AJIT SINGH PIPLODA
|
|
DID NOT TRANSFER UNPAID/UNCLAIMED DIVIDEND TO INVESTOR EDUCATION AND PROTECTION FUND WITHIN PRESCRIBED TIME (SECTION 205C)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1800
30-SEP-2004
|
-
|
| 43 |
|
|
HENAL OVERSEAS PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.3650
11-MAR-2005
|
-
|
| 44 |
|
|
HINDUSTAN FINANCIAL MANAGEMENT LTD.
|
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
ISSUED PROSPECTUS CONTAINING UNTRUE STATEMENTS (SECTION 62)
DEFAULTED IN PURCHASE BY COMPANY OF SHARES, ETC., OF OTHER COMPANIES (SECTION 372)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 62 & SECTION 374 & SECTION 301(4) & SECTION 218 & SECTION 193(6) & SECTION 629A OF COMPANIES ACT: 621-A COMPOUNDED BY CLB
08-JUL-2002
|
DISMISSED & WITHDRAWAL
|
| 45 |
|
|
HIREN ENTERPRISES LTD.
|
|
|
|
DIRECTORS
|
|
NON-ENHANCEMENT OF PAID-UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY A PUBLIC COMPANY (SECTION 3(4))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.3000
31-DEC-2003
|
|
| 46 |
|
|
HIVEE RUBBER PRODUCTS PVT.LTD.
|
|
|
|
M.M.ANTO
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.3000
08-SEP-2004
|
-
|
| 47 |
|
|
HUKUNPUKHURI TEA CO.PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1280
01-SEP-2004
|
|
| 48 |
|
|
INDEGLANCE LIFESTYLE PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.6684
02-OCT-2003
|
|
| 49 |
|
|
INDOSWE EXPORTS & IMPORTS PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.2000
25-AUG-2005
|
-
|
| 50 |
|
|
ISHA FASHIONS LTD.
|
|
|
|
DIRECTORS
|
|
NON-ENHANCEMENT OF PAID-UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY A PUBLIC COMPANY (SECTION 3(4))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1500
04-JUL-2003
|
|
| 51 |
|
|
JACOB FOODS PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.19230
08-NOV-2004
|
CONVICTED
|
| 52 |
|
|
JET AIRWAYS (INDIA) LTD.
|
|
|
|
VINOD CHANDIOK
|
|
NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
04-FEB-2005
|
DISMISSED AS WITHDRAWN IN VIEW OF DEPART/MINISTRY ORDER LETTER DATED 27.01.05
|
| 53 |
|
|
JOG KRUISHI UDYOG PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: 621A (COMPOUNDING) N.A.
29-MAR-2007
|
ACCUSED DIRECTORS DISCHARGED AS PER CLB ORDER U/S 621A
|
| 54 |
|
|
K K VASWANI CONSTRUCTION PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.3000
31-AUG-2005
|
-
|
| 55 |
|
|
KALPAKA TEAK PLANTATION LTD.
|
|
|
|
B.NARAYANAN
|
|
DID NOT HOLD BOARD MEETING AT PROPER INTERVALS (SECTION 285)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.6000
14-JAN-2010
|
-
|
| 56 |
|
|
KALPAKA TEAK PLANTATION LTD.
|
|
|
|
B.NARAYANAN
|
|
DEFAULTED IN MAINTAINING MINUTE BOOKS OF GENERAL MEETING CONTAINING MINUTES OF PROCEEDINGS OF ANY GENERAL MEETING OF THE COMPANY AT REGISTERED OFFICE OF THE COMPANY (SECTION 196(1) (A))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.8000
21-JAN-2010
|
-
|
| 57 |
|
|
KANIT WILL CLEARING & FORWARDING PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1500
08-OCT-2007
|
ACCUSED DIRECTORS CONVICTED
|
| 58 |
|
|
KAY POWER & PAPER LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
10-JAN-2012
|
DISCHARGE AS PER 621A
|
| 59 |
|
|
KHAITAN OVERSEAS & FINANCE LTD.
|
|
|
|
D.N.GUPTA
|
|
|
PESI M.NAVIELAVELA
|
|
|
PRADEEP BOILTY
|
|
|
TAPAN KUMAR RAY
|
|
IMPROPER AUTHENTICATION OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 215 (1))
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
CLOSURE OF REGISTER OF MEMBERS OR DEBENTUREHOLDERS OTHERWISE THAN IN COMPLIANCE WITH THE PROVISIONS OF (SECTION 154(1)
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: FINE OF UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE OF UPTO RS. 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 218 OF COMPANIES ACT: FINE UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT
PROSECUTION UNDER SECTION 154(2) OF COMPANIES ACT: FINE UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.20, 000 OR BOTH
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000
03-JUN-2004
|
-
|
| 60 |
|
|
KMG MILK FOOD LTD.
|
|
|
IMPROPER AUTHENTICATION OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 215 (1))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
07-OCT-2004
|
DISMISSED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 3 of 8
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