| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
JOHN P.CHACOLA
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 42 |
|
|
JOSEPH KUZHINJALIL
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 43 |
|
|
K.ANILKUMAR
|
|
|
|
KERALA AYURVEDA PHARMACY LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 13-NOV-2002 (ST.875/2001)
13-NOV-2002
|
|
| 44 |
|
|
K.J.THOMAS KELACHANDRA
|
|
|
|
KUTTANAD RUBBER CO.LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 01-APR-2003 (ST.1/2002)
01-APR-2003
|
|
| 45 |
|
|
K.JACOB THOMAS
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 46 |
|
|
K.K.BAJORIA
|
|
|
|
WILLARD INDIA LTD.
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.9800
19-MAY-2000
|
|
| 47 |
|
|
K.RAGHUNANDANAN
|
|
|
|
KERALA AYURVEDA PHARMACY LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 13-NOV-2002 (ST.875/2001)
13-NOV-2002
|
|
| 48 |
|
|
K.S.NAIDU
|
|
|
|
ABN GRANITES LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 16-JUL-2003 (ST.756/2002)
16-JUL-2003
|
|
| 49 |
|
|
KAMAL SINGH NAHATA
|
|
|
|
MEGATOP EXPORT LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
|
PROSECUTION UNDER SECTION 209(5) & SECTION 146(4) OF COMPANIES ACT: NO PENALTY IMPOSED
16-JUL-2004
|
|
| 50 |
|
|
KETKI MUKESH PATEL
|
|
|
|
SHIRPUR GOLD REFINERY LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED
24-MAY-2005
|
FINAL ORDER PASSED ON 17.03.2005 AS MATTER IS COMPOUNDED
|
| 51 |
|
|
KISHORE MOHAN
|
|
|
|
R.H.I.PROFILES LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.7500
01-MAR-2004
|
|
| 52 |
|
|
KRISHNAMURTHY RAMASWAMY
|
|
|
|
DHEERAJ CONSTRUCTION & INDUSTRIES LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
|
PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.10, 000 OR BOTH
PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: FINE OF UPTO RS.500 ON THE COMPANY AND EVERY CONCERNED PERSON FOR EVERY DAY FOR WHICH THE DEFAULT CONTINUES
02-JUN-2004
|
|
| 53 |
|
|
M.K.AGARWAL
|
|
|
|
NANDALAL & SONS TEA INDUSTRIES PVT.LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED
18-JUL-2003
|
|
| 54 |
|
|
M.K.CHACKO
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 55 |
|
|
M.S.DIXIT
|
|
|
|
R.H.I.PROFILES LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.7500
01-MAR-2004
|
|
| 56 |
|
|
MAITRAYA V.DOSHI
|
|
|
|
GREAT ACHIEVERS TRADING PVT.LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED
08-JUL-2004
|
COMPOUNDED
|
| 57 |
|
|
MATHEW M.CHALIL
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 58 |
|
|
MATHEW MUTTANTHOTTY
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 59 |
|
|
N.DWARKANATH
|
|
|
|
SHIRPUR GOLD REFINERY LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED
24-MAY-2005
|
FINAL ORDER PASSED ON 17.03.2005 AS MATTER IS COMPOUNDED
|
| 60 |
|
|
NARAYAN PRASAD KHETAN
|
|
|
|
PRUDENTIAL INTERNATIONAL LTD.
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.2400
16-MAY-2003
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 3 of 5
|
