| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
RATNA RESINS LTD.
|
|
|
|
MANAGING DIRECTORS
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) OF COMPANIES ACT: PENALTY IMPOSED RS.31500
06-JUN-2005
|
-
|
| 42 |
|
|
RHINO PRINTERS LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT FILE CHARGE WITH REGISTRAR WITHIN PRESCRIBED TIME (SECTION 125(1))
DEFAULTED IN COMPLYING WITH DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE COMPANY LAW BOARD FOR CALLING OF ANNUAL GENERAL MEETING (SECTION 167)
DEFAULTED IN FILING RETURNS WITH ROC WITH REGARD TO ALLOTMENTS (SECTION 75)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 142 & SECTION 168 & SECTION 75(4) & SECTION 303(3) & SECTION 629 OF COMPANIES ACT: PENALTY IMPOSED RS.947
09-JUL-2004
|
|
| 43 |
|
|
RHINO PRINTERS LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT FILE CHARGE WITH REGISTRAR WITHIN PRESCRIBED TIME (SECTION 125(1))
DEFAULTED IN FILING RETURNS WITH ROC WITH REGARD TO ALLOTMENTS (SECTION 75)
DEFAULTED IN COMPLYING WITH DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE COMPANY LAW BOARD FOR CALLING OF ANNUAL GENERAL MEETING (SECTION 167)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 142 & SECTION 75(4) & SECTION 168 & SECTION 303(3) & SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.3216
09-JUL-2004
|
|
| 44 |
|
|
SAHAKEIL LTD.
|
|
|
|
GANESH PRASAD SAHA
|
|
|
SAHA KUMAR JYOTHI
|
|
|
SHIV PUJAN PRASAD SAHA
|
|
|
SUKHDEO RAM
|
|
|
VIDYARTHI KUMAR ASHWI
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) & SECTION 210(5) & SECTION 168 OF COMPANIES ACT: COMPLAINTS HAS BEEN DISMISSED AS OFFENCE HAVE BEEN COMPOUNDED
18-JUL-2007
|
-
|
| 45 |
|
|
SAIGRUHA FINANCES & ENGINEERING LTD.
|
|
|
|
MANAGING DIRECTOR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS.500 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS. 50, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE UPTO RS. 2, 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: FINE UPTO RS. 500 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
05-JUL-2004
|
THE COURT DISMISSED THE CASES AS THE WHEREABOUTS OF THE ACCUSED ARE NOT AVAILABLE
|
| 46 |
|
|
SCOTIN SECURITY SERVICES PVT.LTD.
|
|
|
|
B.N.RAJ
|
|
|
B.N.RISHI
|
|
|
KANTISWAMY
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PROCLAMATION PUBLISHED AND PROCEEDINGS STOPPED FOR THE PRESENT
06-MAY-2005
|
-
|
| 47 |
|
|
SLK FINANCE LTD.
|
|
|
|
MANAGING DIRECTOR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.700 EACH ON COMPANY AND MANAGING DIRECTOR
12-APR-2001
|
NO APPEAL
|
| 48 |
|
|
SOMKAN MARINE FOODS LTD.
|
|
|
|
DIRECTOR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.52360
05-JUL-2004
|
|
| 49 |
|
|
SRI PARVATHI HI-TECH PRODUCTS LTD.
|
|
|
|
E.S.MENON
|
|
|
RAMJI
|
|
|
SARASWATHI RAMJI
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) OF COMPANIES ACT: COMPOUNDED
07-JUL-2004
|
|
| 50 |
|
|
SRI VARA JUNGLE RESORTS PVT.LTD.
|
|
|
|
DEEPAK V.PATRE
|
|
|
H.N.GURURAJANNA
|
|
|
H.N.PANDURANGAN
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) OF COMPANIES ACT: A3 FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 51 |
|
|
SRI VARA JUNGLE RESORTS PVT.LTD.
|
|
|
|
DEEPAK V.PATRE
|
|
|
H.N.GURURAJANNA
|
|
|
H.N.PANDURANGAN
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: A3 FINED RS.1000 EACH
18-JUL-2007
|
-
|
| 52 |
|
|
SURAPANENI CHIT FUND PVT.LTD.
|
|
|
|
MANAGING DIRECTOR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.48900
05-JUL-2004
|
|
| 53 |
|
|
THAPAR ISPAT LTD.
|
|
|
|
ASEEM THAPAR
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FURNISH INFORMATION OR EXPLANATIONS OR PRODUCTION OF BOOKS & PAPERS (SECTION 234(1))
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 & SECTION 234(4) (A) & SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.1000
09-AUG-2004
|
|
| 54 |
|
|
THAPAR SPINNING MILLS LTD.
|
|
|
|
ANIL THAPAR
|
|
|
ASEEM THAPAR
|
|
|
JAGTAR SINGH
|
|
|
S.S.THAPAR
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.2000
09-AUG-2004
|
|
| 55 |
|
|
TVK AGRO LABS LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.61896
05-JUL-2004
|
|
| 56 |
|
|
U P S I C POTTERIES LTD.
|
|
|
|
A.K.S.SOLANKI
|
|
|
CHANDRA PRAKESH PANDAY
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 & SECTION 168 & SECTION 210(5) OF COMPANIES ACT: PENALTY IMPOSED RS.72802
04-AUG-2004
|
-
|
| 57 |
|
|
VALLABH REFRACTORIES & CERAMICS PRODUCTS LTD.
|
|
|
|
ASHOK KUMAR SHARMA
|
|
|
PADMA DEVI MAHESHWARI
|
|
|
PANKAJ DUBEY
|
|
|
RAJESH MAHESHWARI
|
|
|
VISHNU AGNIHOTRI
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)
DID NOT ADHERE TO PROVISIONS RELATED TO FURTHER ISSUE OF CAPITAL (SECTION 81(1))
DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))
|
PROSECUTION UNDER SECTION 147(2) & SECTION 168 & SECTION 162 & SECTION 210(5) & SECTION 211(7) & SECTION 217(5) & SECTION 629A & SECTION 209(5) & SECTION 209(7) OF COMPANIES ACT: PENALTY IMPOSED RS.62400
02-MAY-2005
|
-
|
| 58 |
|
|
VYAAS TECHNOLOGIES PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN RELATION TO APPOINTMENT AND REMUNERATION OF AUDITORS (SECTION 224)
|
PROSECUTION UNDER SECTION 162 & SECTION 224(8) OF COMPANIES ACT: PENALTY IMPOSED RS.3000
11-APR-2015
|
CONVICTED
|
| 59 |
|
|
WINFARM AGRO INDUSTRIES LTD.
|
|
|
|
LALIT KUMAR SHARMA
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: A1 AND A2 FINED RS.25000 EACH
30-JUL-2008
|
-
|
| 60 |
|
|
WINFARM AGRO INDUSTRIES LTD.
|
|
|
|
LALIT KUMAR SHARMA
|
|
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 210(5) & SECTION 168 & SECTION 220(3) & SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTOR FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 3 of 4
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