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SOURCE OF INFORMATION

SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: SIMPLE IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.50,000

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person PANKAJ D.SHAH  
History of entity/person SHAILESH SHAH SECURITIES PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

15-DEC-2005 		COMPOUNDED  
42
History of entity/person PANKAJ D.SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

02-SEP-2004 		COMPOUNDED  
43
History of entity/person PANKAJ D.SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

02-SEP-2004 		COMPOUNDED  
44
History of entity/person PANKAJ D.SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
45
History of entity/person PANKAJ D.SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
46
History of entity/person PANKAJ D.SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
47
History of entity/person PATEL C.AMRESH  
History of entity/person ENPAK MOTORS LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

05-AUG-2004 		COMPOUNDED  
48
History of entity/person POONAM JAIN  
History of entity/person KRISHNA SECURITIES LTD.
  		DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DID NOT DISCLOSE INTEREST IN ANY CONTRACT BY THE DIRECTOR (SECTION 299)

DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)

DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)

PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   		PROSECUTION UNDER SECTION 211(7) & SECTION 299(4) & SECTION 301(4) & SECTION 383A(1A) & SECTION 146(4) & SECTION 147 & SECTION 233 & SECTION 629A & SECTION 295(4) OF COMPANIES ACT: PENALTY IMPOSED RS.24600

02-MAY-2002 		 
49
History of entity/person RAJENDRA D.SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
50
History of entity/person RAJENDRA D.SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
51
History of entity/person RAJENDRA D.SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
52
History of entity/person RAJENDRA D.SHAH  
History of entity/person SHAILESH SHAH SECURITIES PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

15-DEC-2005 		COMPOUNDED  
53
History of entity/person RAJENDRA D.SHAH  
History of entity/person SHAILESH SHAH SECURITIES PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

15-DEC-2005 		COMPOUNDED  
54
History of entity/person RAJENDRA D.SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

02-SEP-2004 		COMPOUNDED  
55
History of entity/person RAJENDRA D.SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

02-SEP-2004 		COMPOUNDED  
56
History of entity/person S.I.HUMAYUN KABIR  
History of entity/person SOLAR SOLVENT EXTRACTIONS LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: PENALTY IMPOSED RS.3500

31-MAR-2008 		-  
57
History of entity/person S.I.SALAUDEEN  
History of entity/person SOLAR SOLVENT EXTRACTIONS LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: PENALTY IMPOSED RS.3500

31-MAR-2008 		-  
58
History of entity/person SHAILESH D.SHAH  
History of entity/person SHAILESH SHAH SECURITIES PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

15-DEC-2005 		COMPOUNDED  
59
History of entity/person SHAILESH D.SHAH  
History of entity/person SHAILESH SHAH SECURITIES PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

15-DEC-2005 		COMPOUNDED  
60
History of entity/person SHILPA R.SHAH  
History of entity/person DOLAT CAPITAL MARKET PVT.LTD.
  		PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))   PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED

29-SEP-2005 		COMPOUNDED  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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