| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 501 |
|
TOOFAN SINGH
|
|
|
|
VEERBHARAT FORESTS (INDIA) LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.10020
16-SEP-2004
|
|
| 502 |
|
|
UJJAGAR SINGH DHALIWAL
|
|
|
|
R S PETROCHEMICALS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1400
09-AUG-2004
|
|
| 503 |
|
|
UMESH BHASIN
|
|
|
|
LANCER PHARMACEUTICALS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1800
09-AUG-2004
|
|
| 504 |
|
|
V.K.GUPTA
|
|
|
|
U P S I C POTTERIES LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.18546
23-JUN-2004
|
|
| 505 |
|
|
V.MURUGAN BALRAJU
|
|
|
|
UNITED FARM & EXPORTS (INDIA) LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: FINE UPTO RS. 500 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
19-JUL-2004
|
|
| 506 |
|
|
V.RAMASAMY
|
|
|
|
TRISTAR ENERGY LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.8000
10-APR-2001
|
|
| 507 |
|
|
V.RAMESH
|
|
|
|
LAKSHMI INDUSTRIAL INVESTMENT LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
30-OCT-2003
|
|
| 508 |
|
|
V.SAMBASIVAM
|
|
|
|
SRIVARI MUTUAL BENEFIT FINANCE LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
21-OCT-2003
|
|
| 509 |
|
|
V.SAMBASIVAM
|
|
|
|
SRIVARI HOUSING & CONSTRUCTIONS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
01-OCT-2001
|
|
| 510 |
|
|
V.SUKUMAR
|
|
|
|
SRIVARI HOUSING & CONSTRUCTIONS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
01-OCT-2001
|
|
| 511 |
|
|
V.SUKUMAR
|
|
|
|
SRIVARI MUTUAL BENEFIT FINANCE LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
21-OCT-2003
|
|
| 512 |
|
|
VAISHALI JAWALI
|
|
|
|
EMPASSION SOFTWARE SOLUTIONS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 513 |
|
|
VARESH CHALAN
|
|
|
|
SUKHCHAIN CEMENTS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1200
16-SEP-2004
|
|
| 514 |
|
|
VARINDER ARORA
|
|
|
|
MULTILINE FARMS & PROJECTS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.3720
09-AUG-2004
|
|
| 515 |
|
|
VARINDER SINGLA
|
|
|
|
S D S FINANCIAL SERVICES LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.9000
09-AUG-2004
|
|
| 516 |
|
|
VARSHA GUPTA
|
|
|
|
SPUTNIC HEALTHCARE PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.27536
25-JUL-2004
|
|
| 517 |
|
|
VED PARKASH MEHTA
|
|
|
|
A M CHEMICALS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.5000
09-AUG-2004
|
|
| 518 |
|
|
VIJAY KUMAR MEHROTRA
|
|
|
|
SARVSRI MEGHDOOT HOTELS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.48800
24-MAR-2004
|
|
| 519 |
|
|
VIJAY MEHRA
|
|
|
|
ABU AHMED MANAGEMENT SERVICES PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.46500
16-SEP-2004
|
|
| 520 |
|
|
VIJAY MEHTANI
|
|
|
|
PVM ENTERPRISES PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.696
09-AUG-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 26 of 27
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