| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 401 |
|
RITA CHAUDHERY
|
|
|
|
MESCO PHARMACEUTICALS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1270
04-AUG-2004
|
|
| 402 |
|
|
RITU BAJAJ
|
|
|
|
SINDHI SWEETS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
09-AUG-2004
|
|
| 403 |
|
|
RITU GOEL
|
|
|
|
RAM BHAJ & SONS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.2500
09-AUG-2004
|
|
| 404 |
|
|
ROHIT S.GHATWAL
|
|
|
|
CAWNPORE CLUB LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.9480
09-NOV-2003
|
|
| 405 |
|
|
RUPINDER KAUR
|
|
|
|
SFL INDUSTRIES LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.500
09-AUG-2004
|
|
| 406 |
|
|
RUPINDER SINGH
|
|
|
|
RAYMAN HERBALS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
09-AUG-2004
|
|
| 407 |
|
|
S.C.GUPTA
|
|
|
|
MEERUT MICROPROCESSORS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4320
30-APR-2001
|
|
| 408 |
|
|
S.GURUMURTHY
|
|
|
|
PRIYA CERAMICS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: FINE UPTO RS. 500 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
30-OCT-2003
|
|
| 409 |
|
|
S.JAIN
|
|
|
|
KUMBH FINANCE LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.13940
21-JUL-2000
|
PENALTY AMOUNT OF RS.13,490.00 PAID BY THE COMPANY VIDE RECEIPT NO.B72778715 DATED 15/04/2013
|
| 410 |
|
|
S.M.A.RIZVI
|
|
|
|
RIZVI EXPORTS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.2924
09-NOV-2003
|
|
| 411 |
|
|
S.M.A.RIZVI
|
|
|
|
RIZVI EXPORTS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.9300
03-SEP-2003
|
|
| 412 |
|
|
S.M.A.RIZVI
|
|
|
|
RIZVI EXPORTS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.964
03-SEP-2003
|
|
| 413 |
|
|
S.M.A.RIZVI
|
|
|
|
RIZVI EXPORTS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 & SECTION 147 & SECTION 146(4) OF COMPANIES ACT: PENALTY IMPOSED RS.4800
02-DEC-2003
|
|
| 414 |
|
|
S.M.A.RIZVI
|
|
|
|
RIZVI EXPORTS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.2472
08-SEP-2003
|
|
| 415 |
|
|
S.M.H.RIZVI
|
|
|
|
RIZVI EXPORTS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.2472
08-SEP-2003
|
|
| 416 |
|
|
S.P.KANSAL
|
|
|
|
KANSAL FIBRES LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1155
09-AUG-2004
|
PENALTY AMOUNT OF RS.1,155.00 PAID BY THE COMPANY VIDE RECEIPT NO.002228 DATED 16/03/2002
|
| 417 |
|
|
S.S.KHURANA
|
|
|
|
SUPREME WOOLLEN MILLS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1000
09-AUG-2004
|
|
| 418 |
|
|
S.S.THAPAR
|
|
|
|
THAPAR SPINNING MILLS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.400
09-AUG-2004
|
|
| 419 |
|
|
S.SANKARAN
|
|
|
|
INDIAN INSTITUTE OF BUSINESS ADMINISTRATIVE SCIENCES
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
30-OCT-2003
|
|
| 420 |
|
|
S.SENTHIL
|
|
|
|
MULTIPLE TOURS AND TRAVELS (INDIA) LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: FINE UPTO RS. 500 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
25-MAR-2002
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 21 of 27
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