| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
BAJRANGLAL CHORARI
|
|
|
|
SIDH EQUIPMENT LEASINGS LTD.
|
|
DEFAULTED IN RELATION TO APPOINTMENT AND REMUNERATION OF AUDITORS (SECTION 224)
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
|
PROSECUTION UNDER SECTION 629A & SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.10000
05-APR-2002
|
|
| 22 |
|
|
BAKUL A.DESAI
|
|
|
|
DOLAT CAPITAL MARKET PVT.LTD.
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
02-SEP-2004
|
COMPOUNDED
|
| 23 |
|
|
BAPULAL HARILAL
|
|
|
|
NAVIN INDUSTRIES & MERCANTILE CORP.PVT.LTD.
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 629A & SECTION 193(6) OF COMPANIES ACT: PENALTY IMPOSED RS.1200
29-JUL-2003
|
|
| 24 |
|
|
BASUDEV MAL
|
|
|
|
NORTEK COMMERCIAL PVT.LTD.
|
|
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
|
PROSECUTION UNDER SECTION 301(4) & SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1800
20-MAY-2005
|
|
| 25 |
|
|
BRIJESH TRIPATHI
|
|
|
|
TERRESTRIAL FINANCE LTD.
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
18-MAR-2002
|
|
| 26 |
|
|
C.K.SASI
|
|
|
|
PRASASTHI HOTELS & MOVIES LTD.
|
|
DID NOT APPROVE ANNUAL ACCOUNTS OF COMPANY BY BOARD & DIRECTORS BEFORE SIGNING AND SUBMITTING THESE TO AUDITORS (SECTION 215(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.7000
23-MAR-2005
|
-
|
| 27 |
|
|
D.N.GUPTA
|
|
|
|
KHAITAN OVERSEAS & FINANCE LTD.
|
|
IMPROPER AUTHENTICATION OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 215 (1))
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
CLOSURE OF REGISTER OF MEMBERS OR DEBENTUREHOLDERS OTHERWISE THAN IN COMPLIANCE WITH THE PROVISIONS OF (SECTION 154(1)
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: FINE OF UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE OF UPTO RS. 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 218 OF COMPANIES ACT: FINE UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT
PROSECUTION UNDER SECTION 154(2) OF COMPANIES ACT: FINE UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.20, 000 OR BOTH
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000
03-JUN-2004
|
|
| 28 |
|
|
DILIP M.BANG
|
|
|
|
BAMA SECURITIES LTD.
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
06-JAN-2003
|
COMPOUNDED
|
| 29 |
|
|
DIRECTOR
|
|
|
|
GAUHATI SHOE FACTORY PVT.LTD.
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1140
05-JAN-2005
|
|
| 30 |
|
|
DIRECTOR
|
|
|
|
ROYAL COACH INDIA PVT.LTD.
|
|
DEFAULTED IN PAYMENT OF FEES TO ROC AS PER SCHEDULE X (SECTION 611)
DEFAULTED IN PAYMENT OF FEES TO ROC AND OTHER OFFICERS IN THE MANNER SPECIFIED (SECTION 612)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1130
08-FEB-2005
|
|
| 31 |
|
|
DIRECTOR
|
|
|
|
ROYAL COACH INDIA PVT.LTD.
|
|
DEFAULTED IN PAYMENT OF FEES TO ROC AS PER SCHEDULE X (SECTION 611)
DEFAULTED IN PAYMENT OF FEES TO ROC AND OTHER OFFICERS IN THE MANNER SPECIFIED (SECTION 612)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.2585
08-FEB-2005
|
|
| 32 |
|
|
DIRECTOR
|
|
|
|
NOCHA PVT.LTD.
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENLATY IMPOSED RS.104
30-NOV-2004
|
|
| 33 |
|
|
DIRECTOR
|
|
|
|
MARDIA CHEMICALS LTD.
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.500
02-MAR-2006
|
-
|
| 34 |
|
|
DIRECTOR
|
|
|
|
ASSAM VALLEY TRADING CO.LTD.
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.2196
16-DEC-2004
|
|
| 35 |
|
|
DIRECTOR
|
|
|
|
ANUPAM SHARES & SECURITIES PVT.LTD.
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.2202/-
16-DEC-2004
|
|
| 36 |
|
|
DIRECTORS
|
|
|
|
SHAKUN ADVERTISING & MARKETING LTD.
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1004
13-SEP-2005
|
-
|
| 37 |
|
|
DIRECTORS
|
|
|
|
VANDRO DOT COM PVT.LTD.
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.4000
13-SEP-2005
|
-
|
| 38 |
|
|
DIRECTORS
|
|
|
|
INDOSWE EXPORTS & IMPORTS PVT.LTD.
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.2000
25-AUG-2005
|
-
|
| 39 |
|
|
DIRECTORS
|
|
|
|
MASTER LINK COMPUTERS PVT.LTD.
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1500
25-AUG-2005
|
-
|
| 40 |
|
|
DIRECTORS
|
|
|
|
NAG PROMIPLAST PVT.LTD.
|
|
DID NOT ENHANCE PAID UP CAPITAL UP TO PRESCRIBED LIMIT WITHIN PRESCRIBED PERIOD BY PRIVATE COMPANY (SECTION 3(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.2000
25-AUG-2005
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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